- Raymond James Financial, Inc. (Fort Worth, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- TIAA (Frisco, TX)
- ** Client Outreach Retention Consultant** The Client ...Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series ... (NCC) and advisory business partners and is responsible for resolving client questions, educating clients regarding investment options and requirements, facilitating… more
- Charles Schwab (Westlake, TX)
- …the Schwab strategy. Essential skills include: **Required Qualifications:** + **Active and valid FINRA Series 7 and 63 licenses required ** + **Active and valid ... and transform the finance industry together. As a Senior Client Relationship Specialist, you will have the opportunity to...FINRA Series 9/10 license is required ** + Understanding of… more
- JPMorgan Chase (San Antonio, TX)
- …foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license + If you were registered after October 1, 2018 ... solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you...Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license… more
- JPMorgan Chase (San Antonio, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... the best investment solutions to meet their financial needs. As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning… more
- US Bank (Houston, TX)
- …Three to five years of experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series ... significant investments to expand our advisor base and deliver an outstanding client experience. With a collaborative team structure, strong leadership support, a… more
- Charles Schwab (Westlake, TX)
- …+ Must be able to read, write, and speak in Spanish or Mandarin/Cantonese. + FINRA Series 7 and 63 licenses required + 1-2 years of experience in Client ... **Your opportunity** As a **International Client Service Specialist** , you will service international... happiness in a fast-paced call environment + FINRA Series 9-10 license preferred What's in it for you… more
- Kestra Financial (San Antonio, TX)
- …+ Previous management or leadership experience is a plus. Licenses & Certifications + Series 7 and 65/66 licenses preferred (or willingness to obtain). ... Mission Financial Planners, LLC is seeking a Senior Client Service Associate who will play a pivotal...planners can dedicate their time to business development and client relationships. The ideal candidate is highly organized, detail-oriented,… more
- PNC (San Antonio, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Experienced in preparing detailed business plans with focus on client and prospect prioritization and targeting - Responsible for...Derivatives - SIE, Series 7 and 63 within 120 days… more
- JPMorgan Chase (Houston, TX)
- …if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) and Life ... tailored to suit their financial needs. As a Private Client Banker in Branch Banking, you are the main...options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures,… more