- Bank of America (Fort Worth, TX)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision...resources throughout your career journey. **Required Qualifications:** + Holds Series 7 and 66 licenses or … more
- TIAA (Frisco, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... Advisor Consultant teams are effectively utilizing them to understand the client -value segments. + Champions the strategic initiatives of wealth advisory services… more
- Bank of America (Fort Worth, TX)
- …with terms and conditions set forth in the offer letter.** **You must achieve your SIE, Series 7 and Series 63 licensing with 240 days of your start ... advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision...successfully obtain your industry licenses (Security Industry Essentials SIE, Series 7 and Series 63… more
- Truist (Houston, TX)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... industry assessments and company-specific research reports. 5. Involvement with corporate client relationships at the highest C- Level (CEO, President, COO, CFO,… more
- Comerica (Dallas, TX)
- …a background check and complete registration with securities industry regulator FINRA by passing the Series 7 , Series 79 and Series 63 securities exams ... executive leadership both within Comerica Securities and at individual client companies through participation on small, project- and ...to guide their preparation for the applicable licensing exams ( Series 7 , 79 and 63). The overall… more
- TIAA (Dallas, TX)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... planning for wealth management advisors, financial advisory consultants and other client -facing associates. This job creates high quality, accurate, and compliant… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Advisor partners with their team to grow their collective book through client referrals. **Key Responsibilities and Duties** + Manages time and resources efficiently… more
- Truist (Houston, TX)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM...Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent visibility… more
- TIAA (Dallas, TX)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... a demonstrated ability to uncover the needs of the client . * Giving and receiving constructive feedback are hallmarks...needs of clients and propose solutions that fit each client 's unique scenario, and unwavering work ethic. * Thrives… more
- Charles Schwab (Houston, TX)
- …be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 (63/65) ... be responsible for increasing branch revenue while expanding its client base. Additionally, you will work closely with your...a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a… more