- Citigroup (San Antonio, TX)
- …to investment operations - including margin, options, and placing unsolicited securities trades ( Series 7 & 63 required) as required + Ensures customer claims ... The Registered National Investor Center Support Associate is a Client Service and Sales support position, fully responsible for...(Excel, Outlook, and Word) preferred + US Registered FINRA Series 7 & 63 Required. **Education:** +… more
- Bank of America (Dallas, TX)
- …with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63(Must obtain SIE, series 7 & 63 license ... is part of the Global Commercial Bank. HENFP is unique in that our client teams are dedicated to adding value by providing specialized products and solutions to… more
- Bank of America (Austin, TX)
- …with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 ... and maintaining profitable relationships, collaborating with teammates, and facilitating client relationships with Product Specialists. Job expectations include having… more
- Vanguard (Dallas, TX)
- …required. + This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... in advice, we encourage you to apply! Responsibilities: + Client Engagement: Identify client needs and collaborate with internal partners to deliver effective… more
- Truist (Dallas, TX)
- …experience in the financial services industry 3. FINRA: Maintains proper licenses including Series 7 , Series 66, Life, Health, and Variable insurance ... the relationship teams and deliver Purpose Driven Wealth experience. 7 . Document all client interactions via CRM...Purpose Driven Wealth experience. 7 . Document all client interactions via CRM system. 8. Establish consistent visibility… more
- Bank of America (Fort Worth, TX)
- …services while keeping abreast of financial markets and regulations **Required Qualifications:** **-** Series 7 , and 66 or equivalent (if not currently held, ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management,...Series 66 must be obtained within 90 days) -… more
- Bank of America (Temple, TX)
- …client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Bank of America (Mckinney, TX)
- … client needs and potential product services recommended **Required Qualifications:** * **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** . ... them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on...that a passing score is received for the missing series within 60 days. * Has at least **one… more
- Raymond James Financial, Inc. (Dallas, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the ability to obtain ... learn to build an individual practice. The Trainee will balance new client development, sales activities, investment management, customer service and compliance with… more
- Edward Jones (Dallas, TX)
- …Finance, Accounting or Law required + 10+ years of industry specific experience required + Series 7 , 66 licenses required within 6 months of hire + Insurance ... is meaningful - because it has a singular focus: client relationships. What you do every day helps people...up to 20%. **What Could Set You Apart:** + Series 24 license + Advanced degree; CPA, JD, CFA… more