- Charles Schwab (Westlake, TX)
- …planning capabilities. **What you have** + CFP(R) designation required + Active and valid FINRA Series 7 license required + Active and valid FINRA Series ... The financial plan includes a customized analysis to address client or prospective client goals, such as: retirement, college, risk management, asset allocation,… more
- JPMorgan Chase (Plano, TX)
- …around these activities **Required qualifications, capabilities, and skills** + A valid and active Series 7 and Series 63 + Strong compliance record in ... investment needs with a focus on delivering an exceptional client experience over the telephone + Discuss Individual Retirement...days. + Department is open the following hours: Monday-Friday 7 AM - 8 PM EST, Saturday 8 AM… more
- Comerica (Houston, TX)
- …and banking needs + 7 years developing and executing sales and marketing plans + Series 7 + Series 66 + State Insurance License Preferred: + CFP or ... A Bachelor's degree in Business, Economics, or Finance + 7 years of experience sales and client ...+ 7 years of experience sales and client management experience in Wealth Management and a demonstrated… more
- Fifth Third Bank, NA (Dallas, TX)
- …and delivering tailored financial solutions. In addition to insurance portfolio client relationship management, the role includes partnering with Private Equity ... of structuring and executing complex credit proposals, ensuring alignment with client needs and strategic objectives. Additionally, the individual will be… more
- Truist (Fort Worth, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through needs-based, high-level client service and through… more
- JPMorgan Chase (Plano, TX)
- …product offerings (advisory, annuities, insurance, and brokerage markets knowledge) required + Series 7 , Series 66, and Insurance Licensing required ... strategy. Your role will be pivotal in advisor development, strengthening client satisfaction, and building deep, value-add relationships. You will have the… more
- Kestra Financial (Cypress, TX)
- …experience in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 preferred + Series 65/66 preferred ... and products and is critical in handling the day-to-day client management on behalf of the Lead Advisor. Requirements...Advisor of a large book of business, including managing client needs regarding service, asset allocation, case design, and… more
- Huntington National Bank (Austin, TX)
- … 7 or more years of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + ... and $2 million or greater in Annualized Contribution, or responsibility for client relationship management within Municipal and Tax-Exempt Lending. + Performs other… more
- Charles Schwab (Westlake, TX)
- …management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of… more
- Charles Schwab (Westlake, TX)
- …have** **Required background and experience:** + Bachelor's Degree is required + Active and valid FINRA Series 7 + Active and valid FINRA Series 63 + Active ... We are driven by our purpose to champion every client 's goal with passion and integrity. We respect and...procedures and controls across the organizations supporting our Retail client base. + Develop strong, mutually beneficial partnerships with… more
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