- Charles Schwab (Sugar Land, TX)
- …is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 ... financial planning advice. Over time, you'll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you… more
- Kestra Financial (Fort Worth, TX)
- …experience in the independent financial services culture preferred Certificates, Licenses, Registration * Series 7 and 63 required * Series 65/66 preferred ... and products, and is critical in handling the day-to-day client management on behalf of the Lead Advisor. Essential...Advisor of a large book of business including managing client needs regarding service, asset allocation, case design and… more
- First National Bank of Omaha (Frisco, TX)
- …experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65) registrations. + State ... third-party referrals, growing relationships with new and existing customers. + ** Client Relationship Management:** Serve as a trusted advisor, offering personalized… more
- JPMorgan Chase (Plano, TX)
- …financial advice to clients. **Required qualifications, capabilities, and skills:** + A valid and active Series 7 + A valid and active Series 66 (63/65) ... all of their financial needs. You are responsible for providing an exceptional client experience through remote channels by understanding client needs and… more
- Edward Jones (El Paso, TX)
- …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... One financial advisor and one branch office administrator entirely focused on building client relationships. It's our sole profit center. And as an Edward Jones… more
- First National Bank of Omaha (Plano, TX)
- …experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65) registrations. + State ... third-party referrals, growing relationships with new and existing customers. + Client Relationship Management: Serve as a trusted advisor, offering personalized… more
- Thrivent Financial (Dallas, TX)
- …licenses must be currently active or obtained within 90 days of hire - Life and Health, Series 7 , Series 66 + State insurance licensed and appointed in life, ... book of business. With access to a large existing client base and supported by Thrivent's unique focus on...and programs + Have access to a large existing client base , and have the ability to help… more
- Athene (TX)
- …experience required. + Knowledge of Fixed Annuity and RILA Marketplace. + Life & Health, FINRA Series 7 and Series 63 licenses. Must have or obtain FINRA ... activity and in-person meetings. + Provide sales ideas and client solutions. + Strategically plan and lead deployment of...Licensing ( Series 6) within 6 months of employment. + Proven… more
- Charles Schwab (Westlake, TX)
- …have** Required Qualifications: + Bachelor's degree or equivalent work experience + Active and valid Series 7 license + Active and valid Series 66 license, ... or equivalent + Active and valid Series 9/10 license, or equivalent Preferred Qualifications: + 2-3 years' supervision/compliance/regulatory experience + Strong… more
- Regions Bank (Plano, TX)
- …Standards act and is not eligible for overtime pay. This position is incentive eligible. **Requirements** + Series 7 + Series 63 & 65 or Series 66 + ... and local market/community involvement + Builds and maintains a strong client network and pipeline + Provides and demonstrates expert-level portfolio planning… more