- Truist (Dallas, TX)
- …products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) and applicable ... Serve as primary relationship manager for a portfolio of financially complex client relationships within the defined mass affluent market segment within the Truist… more
- Edward Jones (Mineola, TX)
- …professionally. **Job Requirements** + High School Diploma/Equivalent required; Bachelor's degree preferred + Series 7 and Series 66 required, if not ... ** Client advocate. Skilled communicator. Problem solver. Does that...licensed branch associates are highly visible members of the client team, working under the leadership of a financial… more
- Edward Jones (Temple, TX)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... to serve clients and contribute to the firm's purpose. They deeply understand the client 's goals and why they are important to accelerate trust and help them stay… more
- Charles Schwab (Westlake, TX)
- …in Schwab Wealth Advisory. **What you have** **Required Qualifications** **:** + Active and valid FINRA Series 7 + Active and valid FINRA Series 66 (may be ... industry together. Schwab's Wealth Advisory team embodies our firm's commitment to client -centric approach. Schwab Wealth Advisory is a premier, fee based and… more
- Truist (Dallas, TX)
- …management in the Wealth Brokerage/Advisory industry. 3. Financial Industry Regulatory Authority (FINRA) series 7 , 66 (or 63/65), 24, plus applicable Life & ... on new technologies, products, and trends. **Grow and Integrate the Business:** 7 . Support Advisors in execution of our partnership initiatives and dispositioning… more
- JPMorgan Chase (Plano, TX)
- …with urgency. **Required qualifications, capabilities, and skills:** + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active ... credibility with clients. + Oversee the delivery of exceptional client experiences by guiding team members to adapt conversations...FINRA Series 9/10 (or equivalent) is required + Proven track… more
- Equitable (Fort Worth, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... balance and champion limitless income potential! **Role Highlights** + ** Client Engagement** : Cultivate and expand your network within...can be tailored to meet their unique needs + ** Client Service and Implementation** : Analyze and organize … more
- Charles Schwab (Westlake, TX)
- …requires navigating multiple systems and tasks simultaneously. Preferred Qualifications: . Active Series 7 & 63 licenses beneficial. . 1-2 years' experience ... them. Estate Services fulfills our purpose of championing every client 's goal with passion and integrity. We inspire ...client 's goal with passion and integrity. We inspire client loyalty by providing expert Estate guidance to our… more
- Vanguard (Dallas, TX)
- …combination of training and experience. Graduate degree preferred. + This job requires FINRA Series 7 , 24, 63, 65, 66 or ability to acquire within department ... The Wealth Management Select Client Manager (CM) is a critical role leading...$5-25M AUM. They are responsible for delivering a quality client experience, increasing client loyalty and retention,… more
- Bank of America (Houston, TX)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a… more