- Vanguard (Dallas, TX)
- …combination of training and experience. Graduate degree preferred. + This job requires FINRA Series 7 , 24, 63, 65, 66 or ability to acquire within department ... The Wealth Management Select Client Manager (CM) is a critical role leading...$5-25M AUM. They are responsible for delivering a quality client experience, increasing client loyalty and retention,… more
- Bank of America (Houston, TX)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a… more
- Citigroup (Dallas, TX)
- …computer and web based applications **Qualifications and Education** + 15+ years of experience + Licensing: Series 7 & 66 (or 63 & 65) & 31 + Extensive and ... **Private Bankers at Citi develop and deepen client relationships in order to thoroughly understand the...client relationships in order to thoroughly understand the client situation and utilize that knowledge to develop tailored… more
- PNC (Mansfield, TX)
- …may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. Life and ... and retains an investment and insurance book of business. Owns the client experience, efficiently handling sales and service, identifying sales and/or executing… more
- Charles Schwab (Westlake, TX)
- …or related area (will consider relevant work experience) Preferred Qualifications: . Active Series 7 & 63 licenses preferred but not required. . Ability ... them. Estate Services fulfills our purpose of championing every client 's goal with passion and integrity. We inspire ...client 's goal with passion and integrity. We inspire client loyalty by providing expert Estate guidance to our… more
- Charles Schwab (Westlake, TX)
- …experience + **In addition to English, must be proficient in either Mandarin and/or Cantonese** + Series 7 and 66 (or 63 & 65) required _(May be obtained under a ... Financial Consultants are expected to manage a large group of assigned client households while simultaneously developing new and existing relationships within their… more
- PNC (Houston, TX)
- …members. + Creates and drives strategy to acquire and/or expand and retain client relationships to generate revenue and deepen share of wallet. Handles the ... risk, such as regulatory, reputational, operational and credit risks. + Focuses on client opportunities by providing ideas and insights based on an understanding of… more
- Wells Fargo (Irving, TX)
- …management + Strong risk management and compliance skills + FINRA registration including Series 7 and 24 (or FINRA recognized equivalents) **Job Expectations:** ... & Investment Management (WIM) products and services based on client needs. These products and services include Deposits &...+ Registration for FINRA Series 7 & 24 must be completed… more
- Charles Schwab (Austin, TX)
- …for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day condition of ... dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA's advice philosophy will empower you to...CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the… more
- Equitable (Dallas, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... becoming a wealth manager through licensing and employment. **Role Highlights** + ** Client Engagement** : Build and nurture client relationships through… more