- Huntington National Bank (Charlotte, NC)
- …+ 7 or more years of Large Government/Higher Education/Non-Profit Lending experience + Series 52 or Series 7 license + Preferred Qualifications: + ... Description Summary: Huntington Bank's Institutional and Non-Profit Commercial Relationship III, Licensed serves...relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the… more
- Wells Fargo (Charlotte, NC)
- …complex issues + Critical thinking and ability to develop and execute action plans + FINRA Series 7 or 24, or willingness to obtain within twelve months of hire ... at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned Compliance… more
- TIAA (Charlotte, NC)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... trends and corresponding opportunities with partner firms and collaborating with internal sales and service teams to ensure Wealth Advisor Consultants are providing… more
- Nuveen Investments (Charlotte, NC)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Their key duties include: + Client Engagement: Maintaining relationships with internal institutional and wealth sales channels, responding to product information… more
- TIAA (Charlotte, NC)
- …+ 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Physical Requirements** + Physical ... lifetime income to all, responsible for deepening client relationships and identifying sales opportunities within a large complex book of clients (with at least… more
- Principal Financial Group (Charlotte, NC)
- …and energy + Strategic and tactical as well as attention to ongoing details + Series 7 & 63, Life Insurance certification required within 90 days of employment ... fundraising experience (10+ preferred) + Established relationships with a spectrum of institutional investors and consultants + Proven sales experience and… more
- TD Bank (Charlotte, NC)
- …controls, processes enhancements, investment platform, and wealth products experience required + Series 7 , 24, 66 (or equivalent) FINRA Registrations + ... services + Sits between traditional Retail Wealth Management and institutional trading and sales + Provides direct access to trading desks for equities,… more
- JPMorgan Chase (Charlotte, NC)
- …experience in Private Banking or Financial Services * Bachelor's Degree required * Series 7 , 66 and Insurance licenses required for position; unlicensed ... part of a local team and supported by an institutional platform that has the resources, specialists and intellectual...licenses within 90 days of start date * Proven sales success and strong business acumen * Strong community… more
- JPMorgan Chase (Raleigh, NC)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 , 66 and Insurance licenses required for position; unlicensed ... part of a local team and supported by an institutional platform that has the resources, specialists and intellectual...licenses within 90 days of start date + Proven sales success and strong business acumen + Strong community… more
- TIAA (Charlotte, NC)
- …Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Licenses and Certifications** + Life and ... company initiatives. + Develops and maintains strong relationship with Institutional Plan Sponsors. **Educational Requirements** + University (Degree) Preferred… more