- Wells Fargo (Van Nuys, CA)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- Wells Fargo (Los Angeles, CA)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... employee engagement and growth in a branch or a series of branches + Responsible for overall management of...all centers of excellence (COE) and support partners; managing risk/ compliance ; expense / P&L management; and exception management +… more
- The County of Los Angeles (Los Angeles, CA)
- …STANDARDS: This is the senior-/supervisory-level class in the Health Program Analyst Series . Positions allocable to this class are located in the department of ... small program. Factors affecting allocation of positions in the Health Program Analyst Series include but are not limited to scope and complexity of program/clinic,… more
- Wells Fargo (Beverly Hills, CA)
- …experience + Knowledge of traditional banking products + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) **Job Expectations:** ... (FINRA) license (s) is required for ongoing employment in this position. FINRA Series 7 and 66 examinations, or equivalent must be completed within either… more
- Ventura County (Ventura, CA)
- …+ Annual Leave Redemption -After 14,560 hours of continuous County service (equivalent to seven ( 7 ) years) an employee may elect to "cash in" or redeem up to 80 ... RMA includes five divisions: Environmental Health, Planning, Building &Safety, Code Compliance , and Operations/GIS. RMA recognizes the value of having a diverse… more
- Sacramento County (Sacramento, CA)
- …is a continuous filing exam. The next filing cut-offs are at 5:00 pm on: *6/5/2025, 7 / 7 /2025, 10/6/2025, 1/5/2026 Level I - $ 7 ,057.44 - $ 7 ,781.25/month ... Civil (Level I) is the trainee level class in the professional civil engineering series . Incumbents perform field and office assignments of a less complex nature in… more
- Ventura County (Ventura, CA)
- …at 26 days per year at 20 years of service. + Vacation Redemption: After approximately 7 years of services ability to "cash in" or redeem up to 80 hours of vacation ... County Health Care Agency available 24 hours a day, 7 days a week providing support for individuals and...Right Advocate I is the entry level into the series and is responsible for routine cases and investigations.… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Must maintain Licenses and FINRA registrations: Active State Applicable Life Insurance License , Active Series 7 Registration, Active Series ... needs and objectives. * Employing ethical business practices to ensure full compliance of regulatory, broker dealer and institution requirements * Delivering a… more
- City and County of San Francisco (San Francisco, CA)
- …backbone. The 1044 Principal Security Engineer is the highest level in the Engineer series and may be assigned to function as a supervisor, expert or project leader. ... of the normal career path for employees in this series ; rather it is reserved for those employees with...lifecycle of information systems, and provides oversight to ensure compliance . 3. Analyzes and recommends security controls and procedures… more
- City National Bank (Los Angeles, CA)
- …5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License ... CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and...7 and 63 securities licenses and state insurance license required. * CFP designation highly preferred. *WHAT'S IN… more