- City National Bank (Los Angeles, CA)
- …5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License ... CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and...7 and 63 securities licenses and state insurance license required. * CFP designation highly preferred. *WHAT'S IN… more
- The County of Los Angeles (Los Angeles, CA)
- …to the overarching goals of optimizing program effectiveness, ensuring regulatory compliance , and promoting health equity within the managed care framework. ... This is the first working level in the professional data science/analysis series . Positions allocable to this class work under the immediate supervision of… more
- Ventura County (Ventura, CA)
- …employees in this classification who possess and maintain a valid, current CPA license or certificate. + Flexible Workweek/Telework Schedule - We support work life ... Accountant is the fourth and highest working level in the Accountant series performing working supervisory accountant functions which are highly complex, but less… more
- JPMorgan Chase (La Canada Flintridge, CA)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and...Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting… more
- Navy Federal Credit Union (San Diego, CA)
- …and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures....registration required + Life & Health Insurance License preferred (or the ability to obtain within 90… more
- Ventura County (Ventura, CA)
- …banked. + Vacation Redemption -After 14,560 hours of continuous County service (equivalent to seven ( 7 ) years) an employee may elect to "cash in" or redeem up to 80 ... The agency includes five divisions: Environmental Health, Building & Safety, Code Compliance , Operations, and Planning. RMA also plays an important role in economic… more
- Sacramento County (Sacramento, CA)
- …filing exam. Next filing cut-offs are at 5:00 pm on: 8/5/25, 9/9/25, 10/ 7 /25, 11/12/25, 12/9/25, (final cut-off) Under close supervision, the Park Ranger Recruit ... score is required prior to appointment to this class General Qualifications Compliance with Government Code: Incumbents appointed to this class shall meet the… more
- Sacramento County (Sacramento, CA)
- …with. The next filing cut-offs are at 5:00 pm on: 2/3/25, 4/ 7 /25, 6/2/25, 8/4/25, 10/6/25, 12/1/25 Supervising Registered Nurse - Detention/Correctional Facility is ... the first level supervisory class in this series . Incumbents work under general administrative supervision of a...and procedures + Learn, comply with, and ensure staff compliance with laws, rules, regulations, protocols and procedures, including… more
- Ventura County (Ventura, CA)
- …operations and making process control adjustments as needed to ensure compliance with regulatory agencies and permit requirements; coordinating system maintenance ... construction, repair or sanitation crews assigned to the department; ensures compliance with all federal and state regulatory requirements; resolves problems in… more
- BMO Financial Group (Santa Monica, CA)
- …of education and experience. + FINRA Series 6, 63 & 65 Licenses OR FINRA Series 7 & 66 licenses. + Life and Health Insurance Producer's License . + ... + Ensures alignment between stakeholders. + Follows through on the risk and compliance processes and policies to ensure we safeguard our customers' assets, maintain… more