- Wells Fargo (Houston, TX)
- …demonstrated through one or a combination of the following: work experience, training , military experience, education + 1+ year of assessing and meeting the ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- Wells Fargo (The Woodlands, TX)
- …work experience, training , military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA ... within Wealth Market Growth Strategy functional area **Required Qualifications:** + 7 + years of Wealth Market Growth Strategy experience, or equivalent demonstrated… more
- Vanguard (Dallas, TX)
- …This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... should consider starting your career with us: * Comprehensive Training : Our corporate CFP program and extensive training... Training : Our corporate CFP program and extensive training opportunities will equip you with the skills and… more
- Truist (Fort Worth, TX)
- …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in ... such as GTC expiration dates and settlement. 3. Process corporate actions where a license is warranted, such as tender offers, optional dividends and the exercise of… more
- Charles Schwab (Westlake, TX)
- …management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...start with studying for and passing the required securities license exams. You will then receive training … more
- Wells Fargo (Frisco, TX)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or ... **Job Expectations:** + US Only: Obtaining and/or maintaining appropriate FINRA license (s) is required for ongoing employment in this position. Compliance with… more
- Veterans Affairs, Veterans Health Administration (Temple, TX)
- …insurance programs can be carried into retirement) Licensure: 1 full and unrestricted license from any US State or territory Work Schedule: 7 :30am-4:00pm; 7 ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- Edward Jones (Dallas, TX)
- …Finance, Accounting or Law required + 10+ years of industry specific experience required + Series 7 , 66 licenses required within 6 months of hire + Insurance ... team objectives, accountability measures and drive team performance (feedback, training & coaching) in support of department and firm...up to 20%. **What Could Set You Apart:** + Series 24 license + Advanced degree; CPA,… more
- US Bank (Houston, TX)
- …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... and mentoring opportunities through Advisory Consulting Services and our expansive training team + Work in a collaborative environment with a high-performing… more
- Bank of America (Fort Worth, TX)
- …problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) _The following ... + Financial modeling experience and the completion of a formal credit training is required. + Outstanding oral and written communication skills. + Demonstrated… more