- Charles Schwab (Houston, TX)
- …may be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 ... required (may be obtained within a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a 90-day condition of… more
- Veterans Affairs, Veterans Health Administration (Temple, TX)
- …will forward problems concerning procurement to the appropriate supervisor. 7 . Handling all routine professional, technical, and administrative problems associated ... to provide clinical pharmacy services. 2. Participating in the education and training of all new employees, and technician trainees. 3. Presenting inservices to… more
- Charles Schwab (Westlake, TX)
- …In this expedited program, you will start with studying for and passing the FINRA SIE, Series 7 & 66 exams in the first three months. You will then move ... on to a hands-on training rotation within our CS&S (Client Service & Support)...can expect to:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Gain… more
- Veterans Affairs, Veterans Health Administration (San Antonio, TX)
- …work thoroughly for patient care and compliance. Participates in staff training and mentorship. Monitors treatment effectiveness, adjusting interventions as needed. ... team meetings, case conferences, and administrative discussions. Completes required training and professional development. Contributes to research and data… more
- Vanguard (Dallas, TX)
- …This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... should consider starting your career with us: * Comprehensive Training : Our corporate CFP program and extensive training... Training : Our corporate CFP program and extensive training opportunities will equip you with the skills and… more
- Truist (Fort Worth, TX)
- …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in ... such as GTC expiration dates and settlement. 3. Process corporate actions where a license is warranted, such as tender offers, optional dividends and the exercise of… more
- Charles Schwab (Westlake, TX)
- …management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...start with studying for and passing the required securities license exams. You will then receive training … more
- Wells Fargo (Irving, TX)
- …management + Strong risk management and compliance skills + FINRA registration including Series 7 and 24 (or FINRA recognized equivalents) **Job Expectations:** ... one or a combination of the following: work experience, training , military experience, education + 4+ years of management...+ Registration for FINRA Series 7 & 24 must be completed… more
- Edward Jones (Dallas, TX)
- …Finance, Accounting or Law required + 10+ years of industry specific experience required + Series 7 , 66 licenses required within 6 months of hire + Insurance ... team objectives, accountability measures and drive team performance (feedback, training & coaching) in support of department and firm...up to 20%. **What Could Set You Apart:** + Series 24 license + Advanced degree; CPA,… more
- US Bank (Houston, TX)
- …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... and mentoring opportunities through Advisory Consulting Services and our expansive training team + Work in a collaborative environment with a high-performing… more