- Huntington National Bank (Charlotte, NC)
- … 7 or more years of Large Government/Higher Education/ Non -Profit Lending experience + Series 52 or Series 7 license + Preferred Qualifications: + ... Description Summary: Huntington Bank's Institutional and Non -Profit Commercial Relationship III, Licensed serves as the...relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the… more
- TIAA (Charlotte, NC)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- First Horizon Bank (Raleigh, NC)
- …OFFICE EQUIPMENT SKILLS** + Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS** (Ex: CPA, Series 6 or 7 license, etc) + None required **About Us** ... sources. + Provide product support to the Treasury Management Sales and Service partners. + Work with project teams...in this position: + Bachelor (4-year college) degree and 5- 7 years of experience or equivalent combination of education… more
- TIAA (Charlotte, NC)
- …up and closing both education and growth related opportunities. A consultant has their series 7 , 66 and Health/Life licensing in all 50 states. This role ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- TIAA (Charlotte, NC)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
- Truist (Charlotte, NC)
- …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... and escalate complex matters to Team Lead and/or Divisional Sales Management. + Review of Electronic Correspondence/Social Media Review...in lieu of 53. Series 63&65 can be used in lieu of … more
- Wells Fargo (Davidson, NC)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... increased net asset flows, lending balances and same store sales . + Develop the culture to drive employee engagement...employee engagement and growth in a branch or a series of branches + Responsible for overall management of… more
- TIAA (Durham, NC)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
- Nuveen Investments (Charlotte, NC)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... in the asset management industry **Preferred:** + Minimum of 7 years experience in the CLO and/or structured credit...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- TIAA (Charlotte, NC)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more