- Huntington National Bank (Charlotte, NC)
- … 7 or more years of Large Government/Higher Education/ Non -Profit Lending experience + Series 52 or Series 7 license + Preferred Qualifications: + ... Description Summary: Huntington Bank's Institutional and Non -Profit Commercial Relationship III, Licensed serves as the...relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the… more
- TIAA (Charlotte, NC)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- TIAA (Charlotte, NC)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Required:** + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Truist (Charlotte, NC)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to...the Series 7 or Series 66 will be considered… more
- Truist (Charlotte, NC)
- …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... related procedures, training and identification of potential harmful trends, sales practice patterns, conflicts of interest or issues that...in lieu of 53. Series 63&65 can be used in lieu of … more
- Truist (Charlotte, NC)
- …made to enable individuals with disabilities to perform the essential functions.1. BA/BS degree 2. Licenses: Series 7 , Series 99, Series 24, Series ... **Please review the following job description:** An independent team within CIB - Sales , Trading and Research that supports the Surveillance program within CIB. The… more
- Truist (Charlotte, NC)
- …+ Master's degree in finance or business, or equivalent education and related training. + **FINRA Series 4, 7 , 24, 53, and 66 licenses ( Series 9 &10 can ... and escalate complex matters to Team Lead, manager and/or Regional Sales Management. Review of Electronic Correspondence/Social Media Review to ensure compliance… more
- TIAA (Durham, NC)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
- Nuveen Investments (Charlotte, NC)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Degree + Current license, or willingness to attain, as Series 7 and 63 + Experience managing...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- TIAA (Charlotte, NC)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more