• Financial Services Consultant - Non…

    TIAA (Charlotte, NC)
    …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
    TIAA (07/21/25)
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  • Institutional and Non -Profit Commercial…

    Huntington National Bank (Charlotte, NC)
    … 7 or more years of Large Government/Higher Education/ Non -Profit Lending experience + Series 52 or Series 7 license + Preferred Qualifications: + ... Description Summary: Huntington Bank's Institutional and Non -Profit Commercial Relationship III, Licensed serves as the...relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the… more
    Huntington National Bank (05/21/25)
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  • Sales Manager - Individual Solutions

    Principal Financial Group (Charlotte, NC)
    …on a sales or service team marketing products and services + FINRA Series 7 , FINRA Series 63, or equivalent registrations required immediately upon ... employment + FINRA Series 65 or 66 Licenses or ability to obtain...Range Information** Salary ranges below reflect targeted base salaries. Non - sales positions have the opportunity to participate… more
    Principal Financial Group (07/31/25)
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  • Centralized Brokerage Client Service Associate…

    Truist (Charlotte, NC)
    …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to...the Series 7 or Series 66 will be considered… more
    Truist (07/15/25)
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  • Wealth Regional Supervisor

    Truist (Charlotte, NC)
    …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... and escalate complex matters to Team Lead and/or Divisional Sales Management. + Review of Electronic Correspondence/Social Media Review...in lieu of 53. Series 63&65 can be used in lieu of … more
    Truist (08/02/25)
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  • Wealth Relationship Manager - Divisional…

    Truist (Charlotte, NC)
    …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... related procedures, training and identification of potential harmful trends, sales practice patterns, conflicts of interest or issues that...in lieu of 53. Series 63&65 can be used in lieu of … more
    Truist (07/08/25)
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  • Front Office Trade Surveillance VP

    Truist (Charlotte, NC)
    …made to enable individuals with disabilities to perform the essential functions.1. BA/BS degree 2. Licenses: Series 7 , Series 99, Series 24, Series ... **Please review the following job description:** An independent team within CIB - Sales , Trading and Research that supports the Surveillance program within CIB. The… more
    Truist (06/14/25)
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  • Manager, Brokerage Operations Control

    TIAA (Charlotte, NC)
    …Years Preferred + No Advanced Degree Required, Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 24 **Physical ... Advanced Degree Required **Career Level** 7PL **Required** : + Series 7 , 63, and 24 completed within...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
    TIAA (08/02/25)
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  • Director - Fund Shareholder Services, Remote…

    Principal Financial Group (Charlotte, NC)
    …intermediary operations + Broad knowledge of business area practices, systems, and processes + FINRA Series 6 or 7 licensing required within 6 months of hire and ... FINRA Series 26 or 24 licensing required 6 months later....Range Information** Salary ranges below reflect targeted base salaries. Non - sales positions have the opportunity to participate… more
    Principal Financial Group (07/19/25)
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  • Wealth Advisor

    Truist (Charlotte, NC)
    …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... met where needed * 8 or more years of sales and client management experience in Wealth Management and...learn more about the specific benefits available for any non -temporary position for which you apply, based on full-time… more
    Truist (07/12/25)
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