- PNC (San Antonio, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days...Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG...about these and other programs, including benefits for full time and part - time employees, visit… more
- Wells Fargo (Houston, TX)
- …Fargo is seeking a Relationship Banker (SAFE) for our National Branch Network as part of the Consumer, Small & Business Banking division. Learn more about the career ... + Employees who are not fully licensed at the time of hire will participate in the Branch Banking...Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- Truist (Houston, TX)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... 5. Formulates investment ideas. 6. Writes draft research commentary. 7 . Depending on experience and the needs of the...vacation (prorated based on date of hire and by full- time or part - time status) during… more
- Wells Fargo (The Woodlands, TX)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA ... Market Growth Director in Wealth and Investment Management as part of Wells Fargo Advisors. This role is ...Wealth Market Growth Strategy functional area **Required Qualifications:** + 7 + years of Wealth Market Growth Strategy experience, or… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... array of resources and solutions, The Wealth Advisor is part of a team who partners with clients to...through client referrals. **Key Responsibilities and Duties** + Manages time and resources efficiently and effectively + Develops and… more
- TIAA (Dallas, TX)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... delivery of client service and sales support as a part of the Wealth Management advisory team, focusing primarily...vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior… more
- Alight (TX)
- …. **Alight is Looking for a Licensed DC Customer Solutions Specialist** **_(FINRA Series 6 or 7 is required)_** This role requires that qualified ... Only applicants from these locations will be considered. As part of an industry-leading team, you will help drive...and non-qualified retirement plan benefits. **Requirements** + Possess FINRA Series 6 or 7 . Series … more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... specific investment goals, objectives, and processes. ~60% of the time will be spent in Texas, with the remainder...which, along with base salary and retirement contributions, is part of our total comprehensive package. We offer a… more
- Truist (Dallas, TX)
- …experience in the financial services industry 3. FINRA: Maintains proper licenses including Series 7 , Series 66, Life, Health, and Variable insurance ... the relationship teams and deliver Purpose Driven Wealth experience. 7 . Document all client interactions via CRM system. 8....vacation (prorated based on date of hire and by full- time or part - time status) during… more
- Truist (Fort Worth, TX)
- …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in ... all experience levels regarding securities transactions and brokerage accounts. 7 . Effective time management skills. 8. Ability...vacation (prorated based on date of hire and by full- time or part - time status) during… more