- PNC (Austin, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days...Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG...about these and other programs, including benefits for full time and part - time employees, visit… more
- Citigroup (Irving, TX)
- …controls with good understanding of regulatory requirements and risk management + Required Licensing/Registration: Series 4, Series 7 , Series 9, ... and testing) for delivery of regulatory solutions. (ie CECL, Part 30 core capabilities initiatives, stress test and CCAR...Series 10, Series 24, Series 63, Series 65 **Education:** + Bachelor's/University… more
- Bank of America (El Paso, TX)
- …where you receive dedicated and personalized **classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams.** Once you obtain your ... home, building a family or planning for retirement. As part of our commitment, we are looking for the...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Sugar Land, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... home, building a family or planning for retirement. As part of our commitment, we are looking for the...appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Lake Worth, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... home, building a family or planning for retirement. As part of our commitment, we are looking for the...appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Raymond James Financial, Inc. (Knoxville, TX)
- …**Licenses/Certifications:** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the ability to obtain ... clients with sound financial advice and counsel consistent with the client's objectives, time horizon, and risk tolerance. In addition, the requirements of the AMP… more
- Raymond James Financial, Inc. (Dallas, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... deadlines in a fast-paced, task-oriented work environment. + Identify time sensitive items and assess competing priorities. + Take...person and virtually. + Work both independently and as part of a cohesive team. + Provide a high… more
- Raymond James Financial, Inc. (Houston, TX)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... deadlines in a fast-paced, task-oriented work environment. * Identify time sensitive items and assess competing priorities. * Take...person and virtually. * Work both independently and as part of a cohesive team. * Provide a high… more
- Raymond James Financial, Inc. (Frisco, TX)
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain ... are suitable for prospects and clients based on predetermined client needs, time horizons, risk profile, and preferences. * Seeks expertise of internal resources… more
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain ... for prospects and clients based on predetermined client needs, time horizons, risk profile, and preferences. * Seeks expertise...Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
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