- Citigroup (New York, NY)
- …US FINRA Registration: SIE; Series 7; Series 63 + Series 65 (or Series 66); Series 9 + Series 10 (or Series 24, Series 4, and ... Series 53) + Must meet ALL US FINRA Registration requirement within 150 days of hire date. + Required: Group 1 - Life and Variable Annuity License + Must meet ALL requirements within 150 days of hire date. **Education:** + Bachelor's/University degree,… more
- Bank of America (New York, NY)
- …Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience **Key Qualifications for the role:** + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of… more
- Bank of America (New York, NY)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
- Wells Fargo (Purchase, NY)
- …to qualify for immediate FINRA registration. Series 24 is required if Series 9 and 10 examinations are not held. **Desired Qualifications:** + Ability ... FINRA license(s) is required for ongoing employment in this position. FINRA Series 9 and 10 examinations or equivalent must be completed within 120 days.… more
- Citigroup (Getzville, NY)
- …issues with transparency. **Qualifications:** + 2-5 years of relevant experience + Recommended licensing/registration: Series 7, Series 9 , Series 10, ... Series 63 + Consistently demonstrates clear and concise written and verbal communication skills **Education:** + Bachelor's Degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed.… more
- Raymond James Financial, Inc. (New York, NY)
- …a Series 7, 24 or willing to obtain within 120 days of employment o Series 9 and 10 can be used instead of the 24 * Additional licenses/certifications ... and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license(s) for assigned functional area required or the ability… more
- TD Bank (New York, NY)
- …experience with a proven track record + FINRA Series 7, 24 (or equivalent - Series 9 , 10) and 65 (or equivalent) + In-depth knowledge of TD Wealth and each ... of the risk disciplines, as well as systems and processes used in TD Wealth, along with general knowledge of IT process, IT implementation, project management, administrative policies and guidelines, compliance policies and guidelines, internal controls and… more
- Northwell Health (Westbury, NY)
- …used in practices. 8.Assists in development and scheduling of ATC Lecture Series . 9 .Develops and implements injury prevention and fitness programs; participates ... in community outreach, as required. 10.Performs related duties as required. All responsibilities noted here are considered essential functions of the job under the Americans with Disabilities Act. Duties not mentioned here, but considered related are not… more
- Citigroup (Getzville, NY)
- …**Qualifications:** + 6-10 years of relevant experience + Required licensing/registration: Series 9 + People management experience + Consistently demonstrates ... clear and concise written and verbal communication skills **Education:** + Bachelor's Degree/University degree or equivalent experience + Master's degree preferred This job description provides a high-level review of the types of work performed. Other… more
- New York State Civil Service (Troy, NY)
- …No Agency Court Administration, Office of Title Computer Systems Analyst Series (#15105) Occupational Category IT Engineering, Sciences Salary Grade 26 Bargaining ... 0% Workweek Mon-Fri Hours Per Week 35 Workday From 9 AM To 5 PM Flextime allowed? No Mandatory...NY Zip Code 12180 Duties Description Computer Systems Analyst Series (JG-23-26)Assignment: The Computer Systems Analysts will act as… more