- Bank of America (New York, NY)
- …Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience **Key Qualifications for the role:** + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of… more
- Bank of America (New York, NY)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
- Citigroup (Getzville, NY)
- …issues with transparency. **Qualifications:** + 2-5 years of relevant experience + Recommended licensing/registration: Series 7, Series 9 , Series 10, ... Series 63 + Consistently demonstrates clear and concise written and verbal communication skills **Education:** + Bachelor's Degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed.… more
- Citigroup (Getzville, NY)
- …maintain these standards. **Qualifications:** + 5-8 years of relevant experience + Required licensing/registration: Series 7, Series 9 , Series 10, ... Series 63 + Experience in a securities transactions processing role + In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues + Previous people management experience + Consistently demonstrates clear and concise written… more
- Citigroup (Getzville, NY)
- …+ Consistently demonstrated clear and concise written and verbal communication + Required Licensing/Registration: Series 7, Series 9 , Series 10, ... Series 63 **Education:** + Bachelor's degree/University degree or equivalent experience + Master's degree preferred **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time… more
- Bank of America (New York, NY)
- …managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or (4, 24, 53 combination).If Series 9 & 10 not currently ... held, must be obtained within 120 days. + Travel required: Will vary depending on geography **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and hire qualified candidates without… more
- Raymond James Financial, Inc. (New York, NY)
- …a Series 7, 24 or willing to obtain within 120 days of employment o Series 9 and 10 can be used instead of the 24 * Additional licenses/certifications ... and/or training as approved by Human Resources. **Licenses/Certifications:** * Appropriate series license(s) for assigned functional area required or the ability to… more
- Raymond James Financial, Inc. (New York, NY)
- …a Series 7, 24 or willing to obtain within 120 days of employment o Series 9 and 10 can be used instead of the 24 * Additional licenses/certifications ... and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license(s) for assigned functional area required or the ability… more
- TD Bank (New York, NY)
- …or private banking + FINRA Series 7, 24, and 66 (or equivalent - Series 9 , 10) + Must have extensive Wealth Management leadership experience + Extensive ... understanding of current compliance and regulatory issues (OCC, SEC, FINRA, and State Securities Regulators) + In-depth knowledge of OCC, RIA and B/D Operations, investment products, trust + Must be able to delegate activities and responsibilities, projects… more
- Northwell Health (Westbury, NY)
- …used in practices. 8.Assists in development and scheduling of ATC Lecture Series . 9 .Develops and implements injury prevention and fitness programs; participates ... in community outreach, as required. 10.Performs related duties as required. All responsibilities noted here are considered essential functions of the job under the Americans with Disabilities Act. Duties not mentioned here, but considered related are not… more