- Capital One (New York, NY)
- …the overall culture of Capital One. **Role Description** GV&I is seeking a Manager-level Compliance Advisor with a regulatory / compliance background ... + Serving as the Commercial Credit and Counterparty Credit Compliance Advisor representing the GV&I organization to...regulatory requirements for which GV&I provides oversight (eg, SR 13-3; SR 11-10) + Managing applicable… more
- Equinox, Inc (Albany, NY)
- …of the day-to-day operations of the program, coordination of service delivery, regulatory compliance , staff supervision and fiscal viability of the program ... Sr . Recovery Advisor (LMSW/LMHC) - PROS...is strongly linked to positive mental health. Position Summary:The Senior Recovery Advisor provides leadership within the… more
- KeyBank (New York, NY)
- …401 Plymouth Road - Plymouth Meeting, Pennsylvania 19462 Job Description The Sr . Fiduciary Advisor is primarily responsible for fulfilling the fiduciary ... while managing fiduciary risk. For Family Wealth legacy relationships, the Fiduciary Advisor serves as the primary point of contact and manages the day-to-day… more
- Raymond James Financial, Inc. (New York, NY)
- …Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related ... + Ensure risks and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain regular interaction with … more
- Bausch + Lomb (Albany, NY)
- …Serve as a strategic advisor to project teams, ensuring regulatory compliance , influencing key stakeholders, and optimizing business outcomes. ... compliance , and timely execution of deliverables. + Drive regulatory strategies for clinical, non-clinical, CMC and labeling development plans, ensuring… more
- Heritage Financial Credit Union (Middletown, NY)
- …transparency across the organization. Sr . Manager of Audit serves as a trusted advisor and is a member of the Senior Leadership Team and is responsible ... Sr . Manager of Internal Audit - Middletown, NY...of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution… more
- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
- Capital One (New York, NY)
- Sr . Manager/ Sr . Counsel - Commercial Real...+ Providing legal support to CRE as a trusted advisor and strategic partner to the transaction teams and ... law firms + Providing thought and strategic leadership on relevant industry and regulatory developments + Leading projects such as the development of form documents,… more
- NBC Universal (New York, NY)
- …and SportsEngine). + Counsel the business on legal risk, rights management, regulatory issues, and compliance obligations associated with content and technology ... entertainment content. The spin-off is expected to be completed during 2025. The VP/ Senior Counsel - Distribution Legal role will provide advice and support with… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** **Wells Fargo is seeking a Sr Accountant CIB Financial Control to support the Investment Banking and Capital Markets Group Controller team. This… more