- American Express (New York, NY)
- … requirements and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory knowledge, a ... BU, including leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Analyst to support the business in managing compliance ... requirements and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory knowledge, a… more
- Guardian Life (Albany, NY)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- Syracuse University (Syracuse, NY)
- …units and its Centers for Research and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of ... The Senior Associate / Associate General Counsel for Litigation...sophisticated client base. Will serve as a trusted legal advisor to the General Counsel, other members of the… more
- JPMorgan Chase (New York, NY)
- …& Incentives team designs and manages the programs that recognize advisor excellence and align rewards with business priorities. Well-structured compensation and ... incentive frameworks guide advisor behavior, support growth objectives, and help ensure our...goals into targeted, field-leading programs that balance pay, performance, regulatory guidelines, and profitability. In this role, your insights… more
- Citigroup (New York, NY)
- …enhancement of risk and control) through to process improvements and vital regulatory , compliance and business re-engineering projects driven by regulatory ... document drafting and execution, as well as oversight of regulatory developments and requirements. The Markets business areas covered...team. The role holder will be one of the senior dedicated coverage lawyer for the structured Rates and… more
- WelbeHealth (Albany, NY)
- …option to our most vulnerable senior population. Under the direction of the VP, Compliance , the Senior Director, Audit & Oversight is a key leader within the ... Compliance team, and is accountable for developing, implementing and...All Inclusive Care for the Elderly (PACE) regulations. The Senior Director, Audit & Oversight provides strategic direction and… more
- The Estee Lauder Companies (New York, NY)
- … filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, board-related expenditures ... records, documents, filings *Establish effective processes and systems to support compliance with legal and regulatory requirements *Prepare and oversee… more
- HSBC (New York, NY)
- …together with colleagues to define, manage and achieve divisional business targets. As our Senior Legal Counsel, Markets and Regulatory you will: + Provide legal ... Senior Legal Counsel Brand: HSBC Area of Interest:...Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable laws, HSBC is committed to employing… more
- Grant Thornton (New York, NY)
- …development, and deal closure. + Advising clients on enterprise data governance strategies, regulatory compliance (eg, GDPR, HIPAA, CCPA), and risk mitigation. + ... across hybrid environments. You will serve as a trusted advisor to senior stakeholders, guiding them through...+ Deep expertise in Microsoft Purview and Microsoft 365 compliance solutions. + Strong understanding of regulatory … more
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