- Citigroup (New York, NY)
- The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through the management of the Global Fixed Income ... and ensuring the teams have effective risk management and regulatory processes in place. This role requires a strategic...process. + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep… more
- Citigroup (New York, NY)
- …to be considered, and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... The Private Banker Sr . Lead is a strategic professional who closely...required in order to negotiate internally, often at a senior level, and externally. Developed communication and diplomacy skills… more
- WSP USA (Buffalo, NY)
- …Engineering for our New York City, Valhalla, NY, or Morristown, NJ offices. Serve as Sr . Group Leader in our Earth & Environment Team and be a part of a ... well as natural resource planning and management projects. + Actively foster compliance with applicable Federal, State, and Local environmental laws, policies, and … more
- Axis (New York, NY)
- …enterprise-wide continuity strategies, leading cross-functional initiatives, and serving as a key advisor to senior leadership and the Board. The incumbent will ... goals. + Serve as a subject matter expert and advisor to senior leadership and the Board...the Board on continuity risks and mitigation strategies. + ** Regulatory & Audit Compliance ** + Ensure … more
- JPMorgan Chase (New York, NY)
- …Management, you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will ... advisors. + Implement thorough account reviews to ensure investment suitability and compliance . + Conduct comprehensive Advisor book reviews to identify trends… more
- Wells Fargo (New York, NY)
- …documentation. + Strong understanding of derivatives transactions. + Expertise in regulatory compliance , risk mitigation, and financial industry best practices. ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Citigroup (Brooklyn, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional...(including, but not limited to Lending Consultants and Financial Advisor , Small Business Partners, Relationship Manager, etc.) + Organize… more
- Citigroup (New York, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional...(including, but not limited to Lending Consultants and Financial Advisor , Small Business Partners, Relationship Manager, etc.) + Organize… more
- Citigroup (Hewlett, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional...(including, but not limited to Lending Consultants and Financial Advisor , Small Business Partners, Relationship Manager, etc.) + Organize… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role, you will:** + Act as a trusted advisor to senior leadership, influencing business and... leadership on implementing significant business solutions that ensure compliance with regulatory and internal standards +… more