- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of our...Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits at… more
- KeyBank (Amherst, NY)
- …+ Review and decision alerts or transactions that may lead to an AML investigation or CIP/OFAC escalation. + Provide ongoing operational support to ensure timely ... and accurate completion of AML functions, including completion of periodic reconcilements, daily report...of operational risk. + Develop rapport and communication with Compliance and LOB partners. + Identify and escalate information… more
- American Express (New York, NY)
- … goals as regulatory demands continue to evolve. We work to ensure compliance with internal and external regulations. The Senior Manager, Strategic Planning, ... groups both within and outside GCS and cross-functional teams (eg: GSG, Compliance , GCO) + Build strong relationships with partners and collaborate with… more
- SitusAMC (Albany, NY)
- …of 6+ years of industry and/or relevant experience, typically with 1+ years in a Senior Associate level role or external equivalent. + Knowledge of the Warehouse ... in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality… more
- Cherry Bekaert (Albany, NY)
- …practice, we have an excellent opportunity for a ** Senior Associate (Regulatory Compliance )** to ... a firm committed to investing in the power of the individual, keep reading. **As a Senior Associate , you will:** Work individually or as part of a team on… more
- Coinbase (Albany, NY)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML ...or overall performance and the quality. * Coordinate with senior management and provide insights for process improvement. *… more
- Citigroup (New York, NY)
- **Job Overview** : The Associate Banker plays a pivotal role within the Coverage Banking team, supporting senior bankers in managing key client relationships and ... retention of existing business. This role reports to the Colin Ryan, Senior Banker on Citi Ascent Capital (CAC) within Markets Spread Products. **Responsibilities**… more
- Citigroup (New York, NY)
- The Associate Banker Senior is a seasoned...the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes ... Compliance team ("the FCC Audit Team") for the Americas...Responsibilities** + The position will be responsible for conducting AML , economic sanctions, and fraud related internal audits according… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate , US Treasury - Liquidity Reporting & Analytics...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more