- KeyBank (Amherst, NY)
- …other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
- Citigroup (New York, NY)
- …and where opportunities to develop are widely available to all. The Business Unit Manager is a senior management-level position in the Enterprise Data Office ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... Committee; + Providing periodic reports to the legal entity Audit Committees, senior management, and other Board...degree preferred \#NAMInternalAudit **This specific role will focus on Wealth technology which is a fast moving area with… more
- TD Bank (NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a ... on providing ORM oversight and challenge over the US Wealth and Asset Management Businesses. This role will have...Epoch and Insured Deposit Account, the focus of the Senior Group Risk Specialist will include but not limited… more
- M&T Bank (New York, NY)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- TD Bank (New York, NY)
- …for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank ... specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Wealth ...teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and… more
- M&T Bank (New York, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...our clients need financial services outside of their core wealth management solutions, we have the resources to help.… more
- Neuberger Berman (New York, NY)
- …in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a ... **Head of Business Control & Governance - Private Wealth ** **Location:** New York, NY **Department:** Private Wealth Management (PWM) **Reports to:** Head of… more
- M&T Bank (Buffalo, NY)
- …as assigned by the department manager or Leadership Development Manager -MDP. **DEPARTMENT DESCRIPTION:** The Audit division provides independent, objective ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...policies. + Communicating and present directly to leadership in Audit : including department directors, as well as senior… more