- Scotiabank (New York, NY)
- Senior Manager , US Credit and Special Accounts Management **Requisition ID:** 232884 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... on said accounts; including adjudicating on requests within the Senior Manager authority level as applicable and...relates to problem loans and credit. + Support internal/external audit reviews, as well as regulatory inquiries. **What You'll… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
- Scotiabank (New York, NY)
- Senior Manager , US Market Risk **Requisition ID:** 231997 **Salary Range:** 128,211.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. ... driven winning team, committed to results, in an inclusive and high-performing culture. TITLE: Senior Manager , US Market Risk DUTIES: The Bank of Nova Scotia… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **To proceed with...delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and… more
- Bank of America (New York, NY)
- Credit Review Senior Portfolio Specialist Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; Providence, Rhode ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Credit-Review- Senior -Portfolio-Specialist\_25029004) **Job Description:** At Bank of America, we are… more
- Neuberger Berman (New York, NY)
- …large institutional investors. This includes separately managed institutional accounts, private wealth management services, 40 Act Mutual Funds, UCITS Funds, and ... Firm's business lines and support functions spanning equity, fixed income, private wealth management and alternatives asset classes. You will work in close… more
- Tradeweb (New York, NY)
- …the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers. Creative collaboration and sharp client focus have helped fuel ... and outcomes in Archer GRC, ensuring consistency with internal policies and audit standards. + Collaborate with 1LoD functions (eg, Cybersecurity, Operational Risk,… more
- S&P Global (New York, NY)
- …This role will work closely with Analytic teams, Compliance (2nd Line), Internal Audit (3rd Line), Rating Operations, Editorial and other IBC colleagues to implement ... controls. + Work with 2nd/3rd Line departments (eg, Compliance, Internal Control, Internal Audit , etc.) to optimize the partnership between the 3 Lines of Defense. +… more
- HSBC (New York, NY)
- …consisting of equities, fixed income, liquid alternatives asset under guidance from senior Project Manager (PM), Select appropriate investment vehicles for each ... the planet we all share. The Junior Multi-asset Portfolio Manager / Investment Manager Due Diligence Analyst is...standards, including the timely implementation of internal and external audit findings For this role, HSBC targets a pay… more