• Sr . Advisor , Compliance PCG…

    Raymond James Financial, Inc. (New York, NY)
    …Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related ... + Ensure risks and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain regular interaction with … more
    Raymond James Financial, Inc. (01/14/26)
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  • Senior Manager - US Consumer Services…

    American Express (New York, NY)
    …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing compliance ... concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand and comply… more
    American Express (01/15/26)
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  • Senior Manager, Know Your Customer (KYC)…

    Capital One (New York, NY)
    …agreed upon number of hours to be regularly worked. McLean, VA: $177,700 - $202,800 for Compliance Advisor Sr . Manager New York, NY: $193,800 - $221,200 for ... (AML) laws, regulations and guidance. While working within the Compliance Management Program framework, the Senior Manager...Compliance Advisor Sr . Manager Plano,...Compliance Advisor Sr . Manager Plano, TX: $161,500 -… more
    Capital One (12/03/25)
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  • Manager, GMNS Compliance

    American Express (New York, NY)
    …risk concepts into practical actions. **Key Responsibilities:** ⦁ Act as a compliance risk advisor to front-line business teams, helping them understand ... detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing ...Escalate issues or violations of laws or regulations to senior management; monitor and escalate unresolved Corrective Actions ⦁… more
    American Express (01/16/26)
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  • Compliance Analyst

    Guardian Life (New York, NY)
    …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance , and PAS business areas to perform… more
    Guardian Life (11/26/25)
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  • Family Wealth Sr . Fiduciary Advisor

    KeyBank (Tarrytown, NY)
    **Location:** 401 Plymouth Road, Plymouth Meeting Pennsylvania Job Description The Sr . Fiduciary Advisor is primarily responsible for fulfilling the fiduciary ... while managing fiduciary risk. For Family Wealth legacy relationships, the Fiduciary Advisor serves as the primary point of contact and manages the day-to-day… more
    KeyBank (11/20/25)
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  • Sr . Advisor , Payor Relations…

    Cardinal Health (Albany, NY)
    …and patients in the cell & gene space (among other areas). The _Sr. Advisor , Payor Engagement Executive (Cell & Gene Specialty Pharmacy)_ will focus on payor ... accurate processing of ATSP claims for CGT treatments. + ** Compliance :** Ensure all contracting and claims activities comply with...effectively grow a new business unit. + **Quality and Compliance :** Maintain the highest standards of quality and … more
    Cardinal Health (01/08/26)
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  • Chief Compliance Executive

    University of Rochester (Rochester, NY)
    …Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership ... and central administrative functions. The CCE is a trusted advisor to senior leadership as well as...senior management and internal stakeholders, helping to identify compliance risks and drive solutions to mitigate those risks… more
    University of Rochester (11/06/25)
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  • Sr . Manager of Internal Audit

    Heritage Financial Credit Union (Middletown, NY)
    …transparency across the organization. Sr . Manager of Audit serves as a trusted advisor and is a member of the Senior Leadership Team and is responsible ... Sr . Manager of Internal Audit - Middletown, NY...Are you ready to leverage your internal audit and compliance expertise to drive meaningful change in a mission-driven… more
    Heritage Financial Credit Union (11/07/25)
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  • Sr . Distinguished Engineer - Card Payments

    Capital One (New York, NY)
    Sr . Distinguished Engineer - Card Payments As a Sr . Distinguished Engineer at Capital One, you will be a part of a community of technical experts working to ... through technical contribution. You will operate as a trusted advisor for our key technologies, platforms and capability domains,...the Team:** In this role you will partner with Senior Product, Design and Technology Leaders across Capital One,… more
    Capital One (01/10/26)
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