- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager...be regularly worked. Chicago, IL: $155,300 - $177,200 for Compliance Advisor Sr . Manager McLean, ... One is seeking a Senior Manager AML Compliance Advisor to develop and lead a...VA: $170,800 - $194,900 for Compliance Advisor Sr . Manager New York, NY: $186,300… more
- Canon USA & Affiliates (Melville, NY)
- …the Role** Canon USA, Inc. in Melville, NY is currently seeking a Customs & Trade Compliance Advisor ( Advisor , Logistics). The Customs & Trade Compliance ... annual objectives for the function. Typically reports to a Senior Manager or Director, and may mentor less experienced...all other related tariffs as announced - C-TPAT Trade Compliance involving both import compliance and C-TPAT… more
- MUFG (New York, NY)
- …as they pertain to regulatory developments. + Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- TD Bank (New York, NY)
- …on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular meetings and process reviews. ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Guardian Life (Albany, NY)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- Guardian Life (New York, NY)
- …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance , and PAS business areas to perform… more
- American Express (New York, NY)
- …a privacy perspective. + Act as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** Required: ... business needs. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on privacy risk matters, offering expert guidance to Finance… more
- American Express (New York, NY)
- …new regulatory obligations. + Act as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** ... the organization. This role is critical to ensure Finance senior leaders have the right visibility into how the...Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change… more
- Equinox, Inc (Albany, NY)
- Sr . Recovery Advisor (LMSW/LMHC) - PROS Albany, NY (http://maps.google.com/maps?q=Albany+NY+USA+12206) Job Type Full-time Description Equinox is a non-profit ... which is strongly linked to positive mental health. Position Summary:The Senior Recovery Advisor provides leadership within the multidisciplinary PROS… more
- KeyBank (New York, NY)
- …401 Plymouth Road - Plymouth Meeting, Pennsylvania 19462 Job Description The Sr . Fiduciary Advisor is primarily responsible for fulfilling the fiduciary ... while managing fiduciary risk. For Family Wealth legacy relationships, the Fiduciary Advisor serves as the primary point of contact and manages the day-to-day… more