- TD Bank (New York, NY)
- …maintains strong relationships with registered Supervisors to oversee a myriad of controls and acts as a delegate on select activities. Development and maintenance ... projects improving and maintaining tools supporting the electronic trading control framework + Assist in the onboarding of new...onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments… more
- M&T Bank (Buffalo, NY)
- …talent insights and provide consultation to business leadership + Implement the senior manager on-boarding (process as occurring). **Drives Results through ... and develop talent throughout the organization. Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific.… more
- M&T Bank (New York, NY)
- …the business line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two… more
- Citigroup (New York, NY)
- … senior management or key regional management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, ... issues of Employment & HR + Key stakeholder in senior forums covering strategy, risk management, Employment...that impact the geography + Actively participate in various risk review and control forums while demonstrating… more
- Citigroup (New York, NY)
- …Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... Prepare drafts of credit approval memos for review by senior Underwriters and submit for approval by Risk...consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related… more
- University of Rochester (Rochester, NY)
- …Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership ... regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities.… more
- M&T Bank (Buffalo, NY)
- …drive resolution of complex support issues. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues… more
- Sunrise Senior Living (Hicksville, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... and shed light on meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place to Work(R) by Activated… more
- TD Bank (New York, NY)
- …procedures and within the authority to transact + Maintains a culture of risk management and control , supported by effective processes and sound infrastructure ... ensuring business results overall + Leads delivery of people manager and escalated employee advice across the US for...and Advice team + Identifies and quickly escalates high risk issues + Collaborates with senior HR… more
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