- Insight Global (New York, NY)
- Job Description We are seeking an SEC Reporting Manager to join the External Reporting team. This role is pivotal in ensuring the accuracy and integrity ... will bring strong analytical skills, a deep understanding of SEC reporting requirements, and the ability to...release process, including materials for Investor Day. * Assist senior leadership with monthly CFO Management Reporting … more
- Colgate-Palmolive (New York, NY)
- …solutions. We are seeking an experienced and driven Manager / Senior Manager to join our Financial Reporting and Technical Accounting team. This role ... a Big-4 public accounting firm, with a strong understanding of US GAAP, SEC regulations, and financial reporting processes + Strong technical accounting research… more
- Citigroup (New York, NY)
- The Account Manager for Depositary Receipt Services is responsible for managing a portfolio of existing Depositary Receipt (DR) client relationships. This role ... global capital markets, and best practices in client servicing. The Account Manager serves as the primary point of contact for corporate issuers, investors,… more
- Insight Global (New York, NY)
- Job Description The Senior Mobility Platform Engineer provides overall direction, technical leadership, and expertise supporting the company's cloud and on-premises ... Application Management (MAM). Experience must align with compliance standards such as SEC , FINRA, SOX, and GLBA. Experience with integrations into Microsoft's O365… more
- Celonis (New York, NY)
- …you to join us. **The Role:** We are looking for a Senior Manager , Technical Accounting & Financial Reporting to oversee financial reporting , technical ... meaningful initiatives across the organization. + Extensive knowledge of US GAAP and SEC reporting requirements. + Knowledge of IFRS would be a plus + Expert in… more
- Warner Music Group (New York, NY)
- …external financial statements (10-K, 10-Q, etc.) in accordance with US GAAP and SEC reporting requirements. + Ensure compliancewith all applicable SEC ... company that retains the creative spirit of a nimble independent. **Job Title:** ** Manager , External Reporting ** This position is responsible for overseeing the… more
- Raymond James Financial, Inc. (New York, NY)
- …oversees compliance processes including scheduling, training, and review of compliance reporting . + Establishes objectives and develops processes and procedures to ... ensure adherence to all regulatory requirements. + Monitors reporting . + Partners with business units to recommend policy and process changes to Senior … more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... with regulatory filings such as Form ADV and CFTC reporting . * Provide guidance and coaching to colleagues on...and procedures as well as all regulatory requirements (eg SEC Rule 204, SEC Rule 206, Regulation… more
- TD Bank (New York, NY)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and… more
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