• VP, Risk Data & Analytics

    Raymond James Financial, Inc. (New York, NY)
    …risk platform solutions with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics, this leader will ... and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation, replacement, selection, and implementation of vendor… more
    Raymond James Financial, Inc. (04/08/25)
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  • Vendor Risk Specialist II

    City National Bank (New York, NY)
    *VENDOR RISK SPECIALIST II* WHAT IS THE OPPORTUNITY? The Vendor Program Manager will be responsible for managing vendor relationships across the vendor life cycle ... support world class Service Delivery Organization. The Vendor Program Manager will provide governance and oversight for the enterprise-wide...This role will also maintain procedural documents and provide reporting for the team. WHAT WILL YOU DO? *… more
    City National Bank (05/02/25)
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  • Director, US Markets Compliance Advisory, TD…

    TD Bank (New York, NY)
    …of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Leading initiatives and managing ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
    TD Bank (04/05/25)
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  • FICC Sales and Trading Compliance

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with ... program. + Escalates regulatory concerns and other significant matters to their manager and ongoing support as necessary for matters requiring escalation. +… more
    SMBC (05/12/25)
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