- L3Harris (Rochester, NY)
- …- totaling 80 hours worked - and have every other Friday off Job Description: The Global Trade Compliance Senior Manager will be responsible for all ... land, sea and cyber domains in the interest of national security. Job Title: Sr . Manager , Trade Compliance Job Code: 29791 Job Location: Rochester, NY… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance… more
- TD Bank (New York, NY)
- …+ Build and maintain business intelligence dashboards. + Communicate effectively with senior compliance stakeholders to share findings and methodologies. + ... monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior ...ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create… more
- Capital One (New York, NY)
- Sr . Manager / Sr . Counsel - Commercial Real Estate (Hybrid) Capital One's Legal Department is seeking an experienced commercial real estate finance attorney to ... communications with external parties, including customers, regulators, partners, industry trade groups and outside law firms + Providing thought...be regularly worked. McLean, VA: $193,000 - $220,300 for Sr . Manager , Sr . Counsel New… more
- Raymond James Financial, Inc. (New York, NY)
- …identify trends, and implement necessary changes. + **Operational Review:** Ensure compliance with regulatory reporting requirements, trade confirmations and ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams.… more
- Proofpoint (New York, NY)
- …Visionary in future-focused problem-solving, Exceptional in execution and impact. **Reports To:** Sr . Manager , Worldwide Sales Operations **This is an individual ... to defend against cyber threats, protect data, and ensure compliance . Our team is passionate, innovative, and dedicated to...Role** We're looking for a highly analytical and business-savvy ** Senior Sales Operations Manager ** to join our… more
- UpClear (New York, NY)
- …satellite offices in London, Paris, and Singapore. POSITION OVERVIEW We are hiring a Sr . Manager Data Engineering & Analytics to define our data strategy and ... most recognizable consumer goods brands in the world. Our system supports Trade Promotion Management, Trade Promotion Optimization, Integrated Business Planning… more
- Citigroup (New York, NY)
- …of experience as a Risk Solutions Manager , Risk Manager , Operations Risk Manager , VP, Sr Manager , Credit Risk Manager , Statistical Analyst or ... Citibank, NA seeks a Risk ID 1st LOD Sr . Lead Analyst for its New York, New...Deposits, and Mortgages), and by risk category (Credit, Operational, Compliance ). Track assigned action items & reviews and escalate… more
- BlackRock (New York, NY)
- …SMA technology, Aladdin implementations, and portfolio lifecycle (portfolio construction, trading, compliance , post‑ trade ). + Proven success standing up large, ... architecture & requirements: lean on various SMEs to connect investment, trading, compliance , and operations workflows to product and technical epics; define feature… more
- KeyBank (New York, NY)
- …Americas - New York, New York 10019 **Job Summary** Serves as the Relationship Manager and Financial Advisor to clients with complex needs, introducing a full range ... expected to demonstrate strong risk management acumen including complex credit, operational and compliance risks to act as first line of defense in adhering to… more
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