- TD Bank (Charlotte, NC)
- …alignment from a compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide leadership and ... depending on availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager ...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Capital One (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)...of the following areas: banking or financial services industry, risk management, or consumer compliance . Preferred Qualifications:… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a ** Senior Manager ** to prepare executive reporting content for compliance and risk ... a mission to build a more resilient and scalable compliance risk management function. As part of...may vary depending on availability and individual circumstances._ The Senior Manager , Compliance Governance &… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S ... OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining...and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies… more
- City National Bank (Charlotte, NC)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* ... and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- City National Bank (Raleigh, NC)
- * SR AUDIT MANAGER - OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design ... Data Office, Market Risk , and Third Party Risk ). The Senior Audit Manager ...are favorable * A thorough understanding of regulatory and compliance policies and procedures. * Possess expert understanding of… more
- Huntington National Bank (Charlotte, NC)
- Description Huntington National Bank is seeking a Credit Risk and Analytics Senior Manager within the Credit Administration function (Second Line of ... (purchased loan portfolios, digital or bulk whole-loan acquisitions) The senior manager will help ensure sound credit...portfolio acquisitions or FinTech programs + Collaborate with Model Risk Management and Audit on control compliance … more
- Truist (Winston Salem, NC)
- …and objective risk -based internal audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization and expertise ... risk management and assists in line of business relationship management and risk monitoring. The Senior Audit Manager is responsible for ensuring… more
- Citizens (Charlotte, NC)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate ... requirements. You will also work with the First Line Risk Manager to initiate root cause analysis...Risk Management Principles: A solid understanding of various risk types (eg, operational, financial, compliance , reputational)… more