• Audit Director- Sales and Trading

    SMBC (New York, NY)
    …of 10-15 years' experience in the relevant financial industry and audit experience covering sales and trading businesses with focus on electronic trading ... be able to lead or execute other capital market related audit coverage, including sales , trading capital market, and operations. The ideal candidate will be… more
    SMBC (08/27/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …to lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... feedback to audit team. + Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective… more
    SMBC (07/27/25)
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  • Product Compliance Senior Officer - Cash…

    Citigroup (New York, NY)
    …senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for check ... and clear messaging + Ability to interact and communicate effectively with senior leaders + Significant knowledge and expertise of Compliance laws, rules,… more
    Citigroup (07/26/25)
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  • Director or Managing Director, US Index Options…

    BMO Financial Group (New York, NY)
    …cross-selling strategies to grow client share and increase revenue. + Collaborate with sales , trading and research teams across the platform for seamless client ... clients around the world. #bmocapitalmarkets **Overview:** We seek a senior Director (potential Managing Director) to lead our US...to support coordination. + Manage risk related to pricing, sales , and trading , balancing the Bank's risk… more
    BMO Financial Group (08/26/25)
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  • Markets - Sales and Trading , Summer…

    Citigroup (New York, NY)
    …behind our work.** You're ready to bring your knowledge from the classroom to the trading floor, and Citi wants to help you get there. Whether it's honing your ... you the opportunity to actively participate in the research, trading and marketing of securities to our institutional client...here will look something like this.** We offer weekly senior speaker events throughout the summer that will give… more
    Citigroup (08/16/25)
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  • Equities - High Touch Trading - Vice…

    JPMorgan Chase (New York, NY)
    … trading strategies to clients. + Monitor market conditions and trends to inform trading decisions. + Collaborate with sales , research, and other trading ... **Job Summary:** The Vice President, High Touch Trading will be responsible for executing equity trades...ability to build and maintain client relationships at a senior level. **Key Responsibilities:** + Execute equity trades for… more
    JPMorgan Chase (07/05/25)
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  • Global Equities - High Touch Trading…

    JPMorgan Chase (New York, NY)
    …and inform strategic planning. + Collaborate with senior leadership across sales , research, and trading teams to deliver integrated and comprehensive ... key insights and strategic recommendations. + Mentor and develop senior trading staff, fostering a culture of...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
    JPMorgan Chase (07/10/25)
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  • Senior Director, Marketing - Broadridge…

    Broadridge Financial Solutions (New York, NY)
    …achieve business targets, ensuring full alignment with commercial priorities (product and sales ) for Broadridge Trading and Connectivity solutions globally Own ... messaging and buyer personas to support product launches and campaigns Skilled in senior stakeholder management with proven influence across sales , product, and… more
    Broadridge Financial Solutions (07/31/25)
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  • Short Term Assignment - VP, Regulatory…

    TD Bank (New York, NY)
    …effective supervision practices and escalates key issues arising from Global Markets trading , sales and origination business activities; and executes delegated ... policies and (review) procedures. The candidate will collaborate closely with Business Supervisors, trading , sales and origination teams, as well as Second Line… more
    TD Bank (08/09/25)
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  • Cash Equities Electronic Sales…

    Citigroup (New York, NY)
    …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... The Electronic Sales role is a senior -level position...cash trading needs - working closely with Sales Trading and Execution Advisory Services team… more
    Citigroup (06/15/25)
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