- TD Bank (New York, NY)
- …considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital ... of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Leading initiatives and managing… more
- TD Bank (New York, NY)
- …JD preferred but not required + Knowledge of operations, finance, regulatory reporting, sales and trading , at a global financial institution. + Firm ... to effectively report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support development of… more
- Siebert Williams Shank (New York, NY)
- …and successful share repurchase agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are ... banking professionals who provide direct analytical and quantitative assistance to senior bankers, facilitating investment banking services for public sector clients… more
- SMBC (New York, NY)
- …a wide range of products, including Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income), FX/Derivatives, Trade Finance, Structured ... identification of emerging risks impacting the non-bank financing landscape. + Provide senior level guidance to junior staff in credit analysis, internal procedure… more
- TD Bank (New York, NY)
- …or global financial organization. + Knowledge of operations, finance, regulatory reporting, sales and trading , at a global financial institution. + Firm ... to effectively report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support development of… more
- JPMorgan Chase (New York, NY)
- …as pitches and RFPs. + Liaise with other internal teams including industry coverage, sales and trading , syndicate, equity research and legal. + Prepare thought ... + Impeccable communication skills with the ability to effectively interact with senior professionals, clients and key stakeholders in other line of business. +… more
- TD Bank (New York, NY)
- …JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading , and prepare business personnel for meetings ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
- MUFG (New York, NY)
- …specifically in the areas of Market Risk Management with demonstrated familiarity including Sales and Trading ; and familiarity with Broker - Dealer and ... member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent,… more
- TD Bank (New York, NY)
- …considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital ... of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Participate in industry groups… more