- AON (Houston, TX)
- Senior Broker , Middle Market As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions ... is governed by the applicable plan documents and policies. #LI-CC1 #LI-HYBRID 2563503 Senior Broker , Middle Market As part of an industry-leading team, you… more
- Charles Schwab (Austin, TX)
- …the efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor ( ... (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker -Dealer/Asset Management enterprise team, the Senior… more
- Charles Schwab (Westlake, TX)
- …improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior ... interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the...the future: + 401(k) with company match and Employee stock purchase plan + Paid time for vacation, volunteering,… more
- Charles Schwab (Westlake, TX)
- …candidate for this role to work on site in the specified locations. ** Senior Manager Strategic Planning, Banking and Trust Services** will primarily be responsible ... (eg, Retail, Advisor Services), and legal entities (eg, bank, broker -dealer). The core focus of the role will be...growth opportunities at Schwab. The goal is to enable senior leaders across the firm to understand the 'so… more
- Constellation (Houston, TX)
- …- POD role can be filled at the Level I, Level II** **or Senior level. Please see minimum qualifications listed below for each level **TOTAL REWARDS** Constellation ... salaries, we offer a bonus program, 401(k) with company match, employee stock purchase program; comprehensive medical, dental and vision benefits, including a robust… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and...finance and knowledge of liquidity risk management at a broker dealer. + Regulatory financial reporting, and experience in… more
- CRC Insurance Services, Inc. (Dallas, TX)
- …advancing business-critical projects across the organization. They will work closely with senior leadership to analyze data, model producer and team performance, and ... and operational data + Drive strategic project work tied to business growth, broker optimization, trading performance, and organizational design + Serve as a go-to… more
- Charles Schwab (Southlake, TX)
- …or equivalent experience. + 5 years' professional experience in a broker -dealer business, Supervisory or Compliance experience preferred. + Strong working knowledge ... the ability to communicate and collaborate with all employee levels, including senior management. + Strong analytical and advanced Microsoft Excel skills. +… more
- Charles Schwab (Westlake, TX)
- …years either in a Compliance or Risk Management role, preferably at a broker -dealer or investment adviser. + Practical experience and excellent knowledge with SEC ... ability to influence, partner and collaborate with various groups, including senior business management. + Proven experience working independently and prioritizing… more
- CVS Health (Austin, TX)
- …sales, account management, and operations to resolve any problems and ensure client, broker , consultant and provider needs are being met. + Evaluates new business ... actionable strategies. + Strong communication skills, including experience presenting to senior leadership. + Strong analytical abilities with proficiency in data… more
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