• Senior Compliance Officer - Broker Dealer…

    Marex (New York, NY)
    …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
    Marex (05/31/25)
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  • Account Executive and Broker II,…

    AON (New York, NY)
    …Willingness to travel as necessary. + Check all data into the Client Information System (CIS), GRIP, and other various databases/ systems . + Maintain daily diary ... Account Executive/ Broker II - (Professional Liability) New York (hybrid)...necessary. + Check all data into the Client Information System (CIS), GRIP, and other various databases/ systems .… more
    AON (07/18/25)
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  • Associate, Broker -Dealer Private Side…

    SMBC (New York, NY)
    …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as… more
    SMBC (07/15/25)
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  • Senior Trade Support Specialist, Vice President

    MUFG (New York, NY)
    …ideal candidate will possess a comprehensive understanding of a wide range of Broker /Dealer products and systems , including Broadridge BPS, ICI, COGNOS, DTCC - ... Repos/Reverse Repos, Stock Borrow/Loan, Secondary Loans, and Derivatives. Experience with systems such as Broadridge BPS, ICI, and Postedge is highly valued. +… more
    MUFG (07/30/25)
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  • CRC Benefits - Benefits Sales Executive (Remote)

    CRC Insurance Services, Inc. (Woodbury, NY)
    …working from home. This role will be the overarching relation with assigned broker firms while continuously growing broker headcount by effectively presenting ... value proposition. BSEs develop an intimate knowledge of their broker firms and broker books of business...renewal activities and schedules as necessary. + Utilizing internal systems (Salesforce, Zoom, etc.) for activity tracking and metrics.… more
    CRC Insurance Services, Inc. (07/30/25)
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  • Category Manager

    Palmer Food Services (Rochester, NY)
    …mix at the most competitive pricing to garner market share. + Develops broker /vendor relations to ensure the best products, pricing, and quality are available to ... pricing. Resolves any pricing discrepancies with the manufacturer or broker in a timely fashion. + Reviews inventory status...budget goals for assigned vendors. + Ensures service levels ( stock levels with subs) maintained at budgeted levels. +… more
    Palmer Food Services (06/26/25)
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  • Residence Manager

    GMHC (New York, NY)
    …apartment showings, lease reviews, and payment processing. + Ascertain that all housing stock comply with GMHC and funder standards as well as NYC housing ... + Responsible for updating and maintaining all internal and external reporting systems with accurate property management information such as client and housing… more
    GMHC (05/14/25)
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  • VP, Sales and Business Development Lead- Market…

    OTC Markets Group Inc (New York, NY)
    …Venture Market and Pink(R) Open Market. Our OTC Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on ... existing clients, establish collaborative relationships, update clients on product and system enhancements, and work to ensure client satisfaction + Create… more
    OTC Markets Group Inc (06/25/25)
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  • VP, Investment Management Architect (Hybrid…

    Broadridge Financial Solutions (New York, NY)
    …designing, implementing, and overseeing the technical architecture of investment management systems . This role requires deep expertise in both investment management ... processes and technology solutions, ensuring that the systems support Broadridge strategic goals and optimize operational efficiency. Key Job… more
    Broadridge Financial Solutions (07/04/25)
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  • Regulatory Reporting Sr. Analyst, AVP - Hybrid

    Citigroup (Getzville, NY)
    …that regulatory reporting requirements are properly addressed on all levels of system and procedural changes, including the introduction of new financial products ... capital charges (SEA Rule 15c3-1). Potential areas of concerns are Aged Fails, Stock Record & Depository breaks, Suspense, Repo/Reverse Repo and Stock … more
    Citigroup (05/24/25)
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