• Senior Associate General Counsel - Capital Markets…

    US Bank (New York, NY)
    …supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the ... regulatory authorities, especially the SEC and FINRA + Experience with broker -dealer corporate governance + Familiarity and experience with relevant trade groups… more
    US Bank (07/23/25)
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  • Associate, Investor Access

    OTC Markets Group Inc (New York, NY)
    …Venture Market and Pink(R) Open Market. Our OTC Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on ... Generous Paid Parental Leave Program + Annual bonus and Stock Incentive Program + 401(K) Plan - Retirement +...by OTC Link LLC, a FINRA and SEC registered broker -dealer, member SIPC. Applicants have rights under the federal… more
    OTC Markets Group Inc (07/23/25)
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  • VP, Senior Investor Relations Success Manager

    OTC Markets Group Inc (New York, NY)
    …Venture Market and Pink(R) Open Market. Our OTC Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on ... Generous Paid Parental Leave Program + Annual bonus and Stock Incentive Program + 401(K) Plan - Retirement +...by OTC Link LLC, a FINRA and SEC registered broker -dealer, member SIPC. Applicants have rights under the federal… more
    OTC Markets Group Inc (07/18/25)
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  • Senior Accounts Receivable Specialist (Meritain…

    CVS Health (Albany, NY)
    …customers and accounts. + Balance deposits in the accounting system . + Follow systems of checks and balances. + Allocate broker commissions for payment. + ... internal and external customer calls. + Update customer-related information in accounting system . + Identify and resolve problems in timely manner. + Follow up… more
    CVS Health (07/30/25)
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  • VP, Engineering & Architecture (Wealth Management)…

    Broadridge Financial Solutions (New York, NY)
    …you will lead innovative initiatives, collaborate with cross-functional teams, and ensure our systems not only meet but exceed the expectations of our clients and ... of cutting-edge technology solutions that power client-facing applications, data systems , and back-office operations. Ensure these solutions are scalable, secure,… more
    Broadridge Financial Solutions (06/21/25)
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  • Director, Residence Management

    GMHC (New York, NY)
    …productivity and service quality. Compliance and Quality Assurance: + Ensure all housing stock complies with GMHC standards as well as NYC housing regulations, and ... forms by deadlines. Ensure accurate data entry into reporting systems such as eCOMPAS, TREAT, and AWARDS. Client Record...York City property management experience with a bank of broker and landlord contacts is required. + Preferred: Bachelor's… more
    GMHC (06/28/25)
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  • HCM Account Executive

    Paylocity (Bronx, NY)
    …complete and obtain documentation required for clients to move to Paylocity system + Work directly with internal departments to ensure smooth transition for ... other sources + Build and maintain relationships within the Broker channel as well as other referral sources +...for our variable commission plan, annual bonus, and restricted stock until grant based on individual performance in addition… more
    Paylocity (07/24/25)
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  • Regulatory Reporting Sr. Analyst, AVP - Hybrid

    Citigroup (Getzville, NY)
    …functions for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker /Dealer books and records fluency, such as stock record **Education:** ... network of custody locations on a timely basis; monitor that the firm's trade/ system flows are operating within the confines of this regulation to ensure client… more
    Citigroup (07/19/25)
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  • Global Financial Institutions Group, Director

    SMBC (New York, NY)
    …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies… more
    SMBC (07/09/25)
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  • Manager, Pharmacy Underwriter

    CVS Health (Albany, NY)
    …work tasks are in alignment with overall goals + Participate in broker /customer meetings + Utilizes knowledge of competition and competitive position to evaluate ... role** **Preferred Qualifications** + Extensive knowledge of the Aetna systems supporting ASC Pharmacy pricing methodology. + Risk Assessment/Analysis,… more
    CVS Health (06/23/25)
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