- AON (New York, NY)
- Aon is looking for a Broker , Professional Services Looking to assist the team with the delivery of services and liaising with clients in the day-to-day management of ... clients succeed. How this opportunity is different As a Broker , you will work alongside our Account Executives in...the activities and communications of the team. + Attend training sessions, presentations, and meetings that will assist with… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The individual will work as a partner with the compliance… more
- CRC Insurance Services, Inc. (White Plains, NY)
- …trust, offer additional training if needed, and build a relationship with broker . * Enhance sales for assigned markets and improve current strategy of the ... to be considered. The Technology Solutions Advisor is responsible for managing the broker experience throughout the new build and renewal process. This role involves… more
- SMBC (New York, NY)
- …for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales ... on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a...and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the… more
- OTC Markets Group Inc (New York, NY)
- …Markets Group's products, financial markets, trading regulations, and disclosure requirements. Full training will be provided, but a high level of curiosity and ... Spending Account (LPFSA) + Generous Paid Parental Leave Program + Annual bonus and Stock Incentive Program + 401(K) Plan - Retirement + Commuter Transit & Parking… more
- Broadridge Financial Solutions (Edgewood, NY)
- …receipt validation, ordering, and reconciliation of proprietary negotiable document stock . Daily distribution and reconciliation of proprietary negotiable document ... stock on a job request level. Maintenance of several...delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At… more
- Chemung Canal Trust Company (Elmira, NY)
- …account reviews and various investment options/insurance products. + Executes trades for stock , funds and insurance in compliance with applicable regulations and NYS ... relationship with bank partners to identify internal and external prospects. Provide training as necessary to develop and enhance referral opportunities for CFS… more
- ARAMARK (New York, NY)
- …orders ensuring that only approved suppliers are used in order to fully exploit broker supplier costs. + To share responsibility with the Head Chef for the checking, ... and related areas. + To assist with carrying out stock -takes as appropriate. + To assist Head Chef in...appropriate. + To assist Head Chef in evaluating the training needs of all kitchen staff. + As a… more
- Broadridge Financial Solutions (New York, NY)
- …through the work of others-Management responsibilities include performance appraisals, pay reviews, training and development, as well as oversight of sales deals and ... role may be eligible for additional discretionary bonuses/incentives, and restricted stock units. #LI-NO1 We are dedicated to fostering a collaborative, engaging,… more
- Citizens (New York, NY)
- …risks associated with client product and transaction approvals/declines to limit broker dealer liability and financial loss. + Independently determine business is ... experience with complex investment products including options, margin and control/restricted stock support. + Positive and customer-focused mindset with the ability… more