- TD Bank (New York, NY)
- …role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... build out a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function responsible… more
- Raymond James Financial, Inc. (New York, NY)
- …and interpretation of requirements. + Manages relationships with end user surveillance analysts for the purpose of requirements gathering and issue troubleshooting. ... + Assists management to implement appropriate controls to detect and address potential compliance problems. + Performs other duties and responsibilities as assigned. **Knowledge, Skills, and Abilities** **Knowledge of:** + Advanced data analytics concepts. +… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in ... regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments related… more
- TD Bank (New York, NY)
- …team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …and support, as required. Within the Global Compliance Department, the Global Surveillance Team is responsible for conducting surveillance of communications and ... Analyst to focus on the development and tuning of surveillance behavioral models, predictive risk scoring for alerts, the...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work ... with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC),...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade and Communications ... Surveillance leads across geographies (US, Canada, EMEA, and APAC),...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category ... Architecture team. Duties include, but are not limited to, the following: Surveillance Strategy Development & Implementation* Designs and implements strategies to… more
- TD Bank (New York, NY)
- …TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- The Robison Group (Albany, NY)
- …GROWTH WITHIN THE COMPANY INCLUDE: SIU work, Field Supervisor, Field Operations Manager , Case Management, etc. Department Surveillance Employment Type Part time ... of cases worked in this position require stationary and mobile video surveillance . PRINCIPAL RESPONSIBILITIES FOR SURVEILLANCE : + Thoroughly complete assigned… more