- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and ... and Swap Dealer (SD) businesses. This individual will oversee day-to-day surveillance operations, maintain robust controls around the monitoring of trading activity,… more
- Deloitte (New York, NY)
- …with their 1 st and 2 nd lines of defense supervision and surveillance programs, focusing on risk areas of market abuse and manipulation, information barriers ... with and add value to our clients. As a Manager , you will have opportunities to: + Lead project...one or more of the following areas - Trade surveillance , communications surveillance , control room / information… more
- TD Bank (New York, NY)
- …team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work ... with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC),...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP Compliance TDS oversees/leads a team(s) of ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years of experience in surveillance of Foreign ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- The Robison Group (Buffalo, NY)
- …GROWTH WITHIN THE COMPANY INCLUDE: SIU work, Field Supervisor, Field Operations Manager , Case Management, etc. Department Surveillance Employment Type Part time ... majority of cases worked in this position require stationary and mobile surveillance . PRINCIPAL RESPONSIBILITIES FOR SURVEILLANCE : + Thoroughly complete assigned… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational-Risk-Specialist Trade- Surveillance \_25040545-2) **Job Description:** At Bank of America, we are… more
- Walgreens (Lake George, NY)
- …front-end and pharmacy). Responsible for completing accelerated development track to Store Manager during the specified timeframe as outlined in the learning plan. + ... Under the direction of the Store Manager , oversees the operation (front-end and pharmacy) of a...systems. Learns to maintain and react to the electronic surveillance system and ensures price accuracy, using reports and… more
- Walgreens (New York, NY)
- …front-end and pharmacy). Responsible for completing accelerated development track to Store Manager during the specified timeframe as outlined in the learning plan. + ... Under the direction of the Store Manager , oversees the operation (front-end and pharmacy) of a...systems. Learns to maintain and react to the electronic surveillance system and ensures price accuracy, using reports and… more