- TD Bank (New York, NY)
- …details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global ... Surveillance Quality Assurance program. The Surveillance Quality Assurance Manager will help lead a specialized function responsible for evaluating the… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in ... regulatory compliance by developing and maintaining a comprehensive communications surveillance program, including identifying emerging risks, regulatory developments related… more
- TD Bank (New York, NY)
- …team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- New York State Civil Service (Albany, NY)
- …risks across DFS-supervised entities.o Works closely with the Risk Data & Analytics Manager to analyze surveillance data, providing support for in-depth risk ... NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category… more
- TD Bank (New York, NY)
- …Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade and Communications ... Surveillance leads across geographies (US, Canada, EMEA, and APAC),...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work ... with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC),...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- The Robison Group (Garden City, NY)
- …GROWTH WITHIN THE COMPANY INCLUDE: SIU work, Field Supervisor, Field Operations Manager , Case Management, etc. Department Surveillance Employment Type Full time ... majority of cases worked in this position require stationary and mobile surveillance . PRINCIPAL RESPONSIBILITIES FOR SURVEILLANCE : + Thoroughly complete assigned… more
- Lockheed Martin (Liverpool, NY)
- …an opportunity requiring a self\-motivated candidate for the Coast and Border Surveillance \(CBS\) Lab lead, Ports and Waterways Safety System \(PAWSS\) related ... activities like the following but are not limited to these: 1\) Lab Manager : Work with facilities, housekeeping \(IHR\), shipping, material stock room, to place work… more
- Mizuho Corporate Bank (New York, NY)
- …and transactions at Mizuho, ensuring timely reporting to the AML Compliance Manager . This role also involves reviewing AML cases, conducting research, documenting ... investigations, and providing recommendations. Responsibilities + Perform in depth AML case monitoring which includes investigating customer transactions under applicable anti-money laundering and anti-terrorist financing laws and present cases to senior… more
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