- TD Bank (New York, NY)
- …at Financial Market Regulator (eg, SEC, FINRA, CFTC, NFA, or Exchange Market Surveillance department) is highly desired. + In-depth knowledge of trade and ... evolving regulatory expectations, enforcement trends, and industry best practices in market manipulation surveillance across trade and communications. + Ensure… more
- ManpowerGroup (New York, NY)
- …global markets **Core Experience needed:** + Minimum 5 years of hands-on Trade Surveillance experience specifically focused on Market Abuse Risks + Strong ... **While not required, familiarity with the following tools is a plus:** + Surveillance Platforms: Actimize, OneTick, TradingHub, Protegent + Market Data & Trade… more
- Wolters Kluwer (New York, NY)
- …corrective and preventative action (CAPA)plans, with oversight of complaint trending, post- market surveillance , clinical evaluation, design control, and risk ... device software. + Drive change management process for device software launches and market expansions. **Post- Market Surveillance and Regulatory Affairs** +… more
- Scotiabank (New York, NY)
- …Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on market abuse detection and prevention. This ... leverage their expertise to lead compliance audits for trade surveillance to identify potential market abuse and...audits for trade surveillance to identify potential market abuse and work collaboratively with various departments to… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work ... with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC),...accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal… more
- TD Bank (New York, NY)
- …Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade and Communications ... Surveillance leads across geographies (US, Canada, EMEA, and APAC),...multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management:… more
- Lockheed Martin (Liverpool, NY)
- …an opportunity requiring a self\-motivated candidate for the Coast and Border Surveillance \(CBS\) Lab lead, Ports and Waterways Safety System \(PAWSS\) related ... candidate's work experience, education/ training, key skills as well as market and business considerations when extending an offer\. **Benefits offered:** Medical,… more
- JPMorgan Chase (New York, NY)
- …and testing + Continuously improve product and service quality through daily market surveillance , communication with market participants, perform data ... pricing models and processes. As an Associate, you will leverage your product and market knowledge to identify growth areas and help lead projects. If you are… more
- JPMorgan Chase (New York, NY)
- …technology teams. + Continuously improve product and service quality through daily market surveillance , communication with market participants, perform data ... pricing models and processes. As an Analyst, you will leverage your product and market knowledge to identify growth areas and help lead projects. If you are results… more
- Mizuho Corporate Bank (New York, NY)
- …training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to ... salary and a generous employee benefits package, including but not limited to Medical, Dental and 401k that begin on day one of employment, successful candidates are also eligible to receive a discretionary bonus. #LI-Hybrid #LI-NR1 Other requirements Mizuho… more