• Manager, Trade Surveillance Initiatives…

    TD Bank (New York, NY)
    …, conducting quality assurance of alert disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, ... and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with… more
    TD Bank (06/11/25)
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  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology on … more
    TD Bank (07/22/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work ... with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC),...controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact… more
    TD Bank (06/07/25)
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  • Trade Surveillance

    ManpowerGroup (New York, NY)
    …a range of financial products. You'll work closely with industry experts and senior stakeholders to review, refine, and build surveillance capabilities. The ... client, a leading financial institution, is seeking a **Trade Surveillance Consultant** to join their team in New York...New York or Charlotte, NC (Hybrid) As a **Trade Surveillance Consultant** , you will be part of a… more
    ManpowerGroup (07/01/25)
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  • Field Surveillance Auditor II…

    FM (New York, NY)
    …role will support a team of dedicated auditors who focus on conducting surveillance audits in the following mid-Atlantic States: Delaware, Maryland, New Jersey, New ... while handling multiple tasks * Complete tasks independently, seeking guidance from senior auditors or management as needed * Solid familiarity with concepts related… more
    FM (06/25/25)
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  • AML Surveillance

    Mizuho Corporate Bank (New York, NY)
    …anti-money laundering and anti-terrorist financing laws and present cases to senior management accordingly. + Provide case guidance to analysts, ensuring adherence ... to internal policies and regulatory requirements. + Perform QC reviews of AML cases and SARs to determine the effectiveness of the AML controls and to evaluate the word product for quality, accuracy and sound decision-making. + Research specific money… more
    Mizuho Corporate Bank (07/23/25)
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  • Senior Audit Manager, Audit Department

    Scotiabank (New York, NY)
    Senior Audit Manager, Audit Department **Requisition ID:** 229979 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
    Scotiabank (07/03/25)
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  • Senior Program Analyst, Bureau…

    City of New York (New York, NY)
    …mission is to safeguard the health of New Yorkers through identification, surveillance , treatment, control, and prevention of infectious diseases, which is achieved ... testing initiatives; prevention, care, and treatment programming; epidemiology and surveillance ; training and technical assistance; community engagement; social marketing;… more
    City of New York (05/14/25)
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  • Senior Business Analyst - Information…

    NTT DATA North America (New York, NY)
    …adaptable, and forward-thinking organization, apply now. We are currently seeking a Senior Business Analyst - Information Controls Technology to join our team in ... "Job Duties: The Information Controls technology team builds and executes complex surveillance models and scenarios that focus on monitoring and enforcing the firm's… more
    NTT DATA North America (07/22/25)
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  • Senior Epidemiologist/Investigator, Bureau…

    City of New York (New York, NY)
    …mission is to safeguard the health of New Yorkers through identification, surveillance , treatment, control, and prevention of infectious diseases, which is achieved ... and control of communicable diseases. BCD is responsible for the surveillance , prevention, and control of over 70 infectious diseases including foodborne,… more
    City of New York (06/18/25)
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