• Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …, conducting quality assurance of alert disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, ... and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with… more
    TD Bank (06/11/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work ... with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC),...controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact… more
    TD Bank (06/07/25)
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  • Surveillance Operations Analyst (Financial…

    New York State Civil Service (Albany, NY)
    …management efforts by sharing findings and insights.* Provides regular updates to senior leadership on emerging risks. Surveillance Technology & Tools Management* ... NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category… more
    New York State Civil Service (08/08/25)
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  • Trade Surveillance

    ManpowerGroup (New York, NY)
    …a range of financial products. You'll work closely with industry experts and senior stakeholders to review, refine, and build surveillance capabilities. The ... client, a leading financial institution, is seeking a **Trade Surveillance Consultant** to join their team in New York...New York or Charlotte, NC (Hybrid) As a **Trade Surveillance Consultant** , you will be part of a… more
    ManpowerGroup (07/01/25)
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  • Trade Surveillance Associate (Compliance)

    TD Bank (New York, NY)
    …TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed ... and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * Provide coverage… more
    TD Bank (08/08/25)
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  • Field Surveillance Auditor II…

    FM (New York, NY)
    …role will support a team of dedicated auditors who focus on conducting surveillance audits in the following mid-Atlantic States: Delaware, Maryland, New Jersey, New ... while handling multiple tasks + Complete tasks independently, seeking guidance from senior auditors or management as needed + Solid familiarity with concepts related… more
    FM (08/17/25)
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  • Senior Manager, Data Architecture…

    New York State Civil Service (Albany, NY)
    NY HELP No Agency Financial Services, Department of Title Senior Manager, Data Architecture (Financial Services Specialist 4 (Risk), SG-27) Occupational Category ... (DFS). This individual will oversee the day-to-day operations of surveillance activities, ensuring effective tracking of performance and identifying potential… more
    New York State Civil Service (08/08/25)
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  • Senior Program Analyst, Bureau…

    City of New York (New York, NY)
    …mission is to safeguard the health of New Yorkers through identification, surveillance , treatment, control, and prevention of infectious diseases, which is achieved ... testing initiatives; prevention, care, and treatment programming; epidemiology and surveillance ; training and technical assistance; community engagement; social marketing;… more
    City of New York (08/13/25)
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  • Senior Epidemiologist/Investigator, Bureau…

    City of New York (New York, NY)
    …mission is to safeguard the health of New Yorkers through identification, surveillance , treatment, control, and prevention of infectious diseases, which is achieved ... and control of communicable diseases. BCD is responsible for the surveillance , prevention, and control of over 70 infectious diseases including foodborne,… more
    City of New York (06/18/25)
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  • Senior Audit Manager, Markets and Security…

    HSBC (New York, NY)
    …and clearing, as well as the supporting functions (eg, Market Operation, Trade Surveillance , Traded Risk and Product Control). The team also covers Global Research, ... Infrastructure Finance, Commercial Real Estate, Asset Based Lending etc. As our Senior Audit Manager, Markets and Security Servicesyou will: + Lead multi-site and… more
    HSBC (08/19/25)
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