- Veralto (NY)
- …+ Health Benefits Reporting to the Director of Global Trade Compliance , the Trade Compliance Analyst will maintain trade compliance data and ... look like:** + Support day-to-day operational activities, including complying with trade compliance data requests + Providing Customs clearance facilitation,… more
- Neuberger Berman (New York, NY)
- The Neuberger Berman Trade Management Middle Office is responsible for comprehensive, resolution oriented and value-added support services associated with strategies ... include Domestic, Global, and Emerging Markets Equities and Fixed Income. The analyst will focus on the efficient and accurate recording of transactions and… more
- HSBC (New York, NY)
- …Acting as point of contact for both pre and post-settlement enquiries the Post Trade Analyst will have extensive interaction with the Securities Lending trading ... valuable revenue stream for its clients. As our Post Trade Analyst you will: + Management of...in areas such as IT and Control + Ensure compliance with all relevant regulatory, legal, audit, bank and… more
- Lincoln Financial (Albany, NY)
- …for this opportunity. **Requisition #:** 74762 **The Role at a Glance** The Analyst , Investment Accounting Trade Operations will provide timely and accurate more ... and ensures the integrity of accounting records for completeness, accuracy and compliance with accepted accounting policies and principles. + Serves as a technical… more
- Citigroup (New York, NY)
- …financial services that enable growth and economic progress. **Team/Role Overview** This GSP Trade Monitoring role sits in the First Line of Defense and focuses on ... Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Global Spread Products business, but there will… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary Corporate Compliance Analyst - 250254 : N/A Description Job Summary IEEE is the world's largest technical professional organization and a public ... with an inclusive and collaborative culture. The Temporary Corporate Compliance Analyst will support IEEE's overall legal...Work with in-house and outside counsel to evaluate global trade and export controls compliance issues. *… more
- City National Bank (New York, NY)
- …* Investigate and escalate unusual or suspicious order activity and ensure regulatory compliance throughout the trade lifecycle. * Coordinate trade ... *LEAD TRADING ANALYST * * * *WHAT IS THE OPPORTUNITY?* This...role requires strong operational precision, deep knowledge of the trade lifecycle, and a forward-thinking approach to workflow automation.… more
- TD Bank (New York, NY)
- …for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada,… more
- Deloitte (Rochester, NY)
- AML Consultant-Project Delivery Senior Analyst - Regulatory, Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in a ... collaborative environment? As an experienced AML Project Delivery Senior Analyst you will have the ability to share new ideas and collaborate on projects as a… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with… more