- Caterpillar, Inc. (Peoria, IL)
- …dynamic, organized self-starter to join our Product Support and Logistics Division as a ** Trade Compliance Analyst ** **in Peoria, IL.** Our **Product Support ... for tomorrow's growth. **Job Summary** **:** + As a ** Trade Compliance Analyst ** , you...is 100% on-site with no opportunity for hybrid or remote schedules + This role requires up to 10%… more
- Huntington National Bank (Chicago, IL)
- …potential operational risks + Stay up to date on industry regulations and compliance requirements related to trade allocations, corrections, and settlement + ... Description The Huntington Securities, Inc. (HSI) Trade Allocation Specialist is responsible for ensuring timely and accurate trade allocations and corrections… more
- Raymond James Financial, Inc. (Springfield, IL)
- …and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote option may be considered ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Coinbase (Springfield, IL)
- …you, there's no better place to be. While many roles at Coinbase are remote -first, we are not remote -only. In-person participation is required throughout the ... reviews that ensure we drive efficiency and make informed trade offs Are you fascinated by the story behind...achieve shared goals? We are seeking a Senior Financial Analyst to be a critical member of the FP&A… more
- Huntington National Bank (Chicago, IL)
- Description We are seeking a skilled and motivated Capital Markets Analyst to join our Enterprise Trading and Analytics team. This role is responsible for managing ... Model Risk Management and Market Risk teams to ensure compliance with regulatory expectations (eg, SR 11-7, Basel III)....teams to enhance data pipelines and ensure consistency in trade capture, pricing, and risk metrics. + Troubleshoot data… more
- BP Americas, Inc. (Chicago, IL)
- …Knowledge; Trading Fundamentals, Sentiments and Trends; Trade Execution and Management; Trade Field; AI Skills; an understanding of Compliance and US ... psychological safety; continuous learning; legal and regulatory environment and compliance ; continuous improvement; analytical thinking; agility core practices; resilience;… more
- City National Bank (Chicago, IL)
- …asset allocation within client's investment objects and risk tolerance. * Trade implementation and strategic rebalancing for new and existing client accounts. ... comparative return of different markets) * Risk Management and Compliance * Follow appropriate Regulation 9 process. * Accurately...TO SUCCEED? *Required Qualifications** * CFA - Charter Financial Analyst * Master's Degree * A minimum of 10… more