- Robert Half Legal (Charlotte, NC)
- Description Compliance Manager Opportunity - Career Growth Awaits! ⚖️ Are you a passionate compliance professional seeking a career where strategic ... leadership meets cutting-edge regulatory expertise? We're looking for a Compliance Manager to lead and shape the...Compliance Officer + Exposure to diverse aspects of compliance , from insider trading rules to global… more
- Coinbase (Charlotte, NC)
- …Markets, trusted custody solutions, and dedicated crypto prime brokerage. As a Product Manager on Coinbase Institutional, you will play a critical role in developing ... our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will… more
- Coinbase (Charlotte, NC)
- …Markets, trusted custody solutions, and dedicated crypto prime brokerage. As a Product Manager on Coinbase Institutional, you will play a critical role in developing ... our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will… more
- Truist (Charlotte, NC)
- …managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a team of risk ... and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking a Commercial Real Estate (CRE) Lead Transaction Manager to assume end-to-end accountability of transaction execution and success of CRE ... This role is responsible for negotiating and managing complex financing and trading documentation related to CRE debt and equity transactions. The ideal candidate… more
- Deloitte (Charlotte, NC)
- …or supporting systems related to any of the following topics: trading , operations, lending, core banking platforms, compliance monitoring, regulatory ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte...Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing… more
- Bank of America (Charlotte, NC)
- …through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and ... degree of accuracy with customers and data to ensure compliance with regulations and policies. Responsible for managing the...the trade-capture workflow for the US Mortgage and Municipal Trading Desk, with a focus on Municipal Bonds, Mortgage… more
- Robert Half Management Resources (Charlotte, NC)
- …risk management strategies, with a focus on counterparty risk and regulatory compliance . The ideal candidate will provide critical guidance on financial risk metrics ... management practices and methodologies to enhance operational efficiency. * Ensure compliance with applicable regulations, such as Rule 15c3-3 and Basel… more
- Huntington National Bank (Charlotte, NC)
- …end of day closing process including summarizing, analyzing and posting the firm's trading activity to the general ledger. + Assist in preparation of financial ... activity. + Review applicable regulatory rules and interpretations to maintain firm compliance and participate in the research and implementation of new and/or… more
- Truist (Charlotte, NC)
- …that impact funding strategies/actions. Work with Liquidity Risk team concerning compliance with new regulations. Ensure internal control procedures are in place ... treasury experience. + Five years of experience in capital markets, eg trading /portfolio management position or closely related work experience. + Experience in… more