• Aon Investments, Compliance Officer

    AON (Chicago, IL)
    …the Firm's Code of Ethics/personal trading policies through the Firm's compliance software. + Conceptualize and conduct ongoing surveillance to address ... the Firm's Code of Ethics/personal trading policies through the Firm's compliance software. + Conceptualize and conduct ongoing surveillance to address… more
    AON (07/30/25)
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  • Associate Director - Esoteric ABS Structured…

    S&P Global (Chicago, IL)
    …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... and structural analytics, and client-facing activities for new issue ratings and surveillance of Non-traditional ABS transactions. **The Impact** : This role blends… more
    S&P Global (07/25/25)
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