- PNC (New York, NY)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... We are all united in delivering the best experience for our customers. We work together each day to...Derivatives - SIE, Series 7 and 63 within 120 days… more
- Bank of America (Rochester, NY)
- …you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... training and on-boarding programs that set you up for success. * Get training and one-on-one...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Hewlett, NY)
- …you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... training and on-boarding programs that set you up for success. * Get training and one-on-one...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Flushing, NY)
- …you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... training and on-boarding programs that set you up for success. * Get training and one-on-one...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Citigroup (New York, NY)
- …including KYC and AML + Excellent verbal and written communication skills + Required US FINRA: SIE, Series 7 , Series 63 (or Series 66), and Series ... when needed. This role acts as subject matter expert for the client experience in banking and investments ...process improvements to address client friction points and associated training needs that arise as a result. Acts as… more
- Capital Region BOCES (Albany, NY)
- …Regional Information Center - Albany BASIC FUNCTION: The work involves responsibility for training and instructing school district personnel using various ... does not serve as a lead worker. The Program Coordinator (Administrative Services) series differs from the Program Coordinator (Network Services) series by… more
- Veterans Affairs, Veterans Health Administration (Bath, NY)
- Summary The Finger Lakes Healthcare System has 1 vacancy for a Social Worker (Program Coordinator) in the Bath VA Medical Center. The General Caregiver Support ... caregiver issues. Creates educational tools, develops programs and implements training focused on specific caregiver needs/issues. Provides education and in-service… more
- Nuveen Investments (New York, NY)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... financial services that directly aligns to the specific responsibilities for this role **Preferred:** + 7 + years...Degree + Current license, or willingness to attain, as Series 7 and 63 + Experience managing… more
- City National Bank (New York, NY)
- …and securities market. * Minimum of 5 years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA Series 24: General ... with a FINRA Series 4, 53, and Series 57 preferred. *WHAT'S IN IT FOR ...Development through Tuition Reimbursement and other internal upskilling and training resources * Valued Time Away benefits includinga vacation,… more
- Citigroup (Getzville, NY)
- …issues with transparency. **Qualifications:** + 2-5 years of relevant experience + Recommended licensing/registration: Series 7 , Series 9, Series 10, ... Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in… more