- Bank of America (Lynbrook, NY)
- …knowledge of client needs and potential product services recommended Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... with the condition that a passing score is received for the missing series within 60 days....one year experience in the investments industry, including investment training and in-depth knowledge of investment products and services.… more
- Principal Financial Group (New York, NY)
- …intermediary operations + Broad knowledge of business area practices, systems, and processes + FINRA Series 6 or 7 licensing required within 6 months of hire and ... **What You'll Do** We're looking for a Director, Fund Shareholder Services to lead, develop,...FINRA Series 26 or 24 licensing required 6 months later. If… more
- Bank of America (Brooklyn, NY)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... with the condition that a passing score is received for the missing series within 60 days....one year experience in the investments industry, including investment training and in-depth knowledge of investment products and services.… more
- BMO Financial Group (New York, NY)
- …or foreign equivalent in Financial Engineering, Mathematics, Engineering, or Computer Science + Series 7 and Series 57 licenses **Base Salary:** Associate ... to support a rapidly growing business. Candidates should be ready for immediate responsibility and accountability for results. Specific responsibilities… more
- Citigroup (New York, NY)
- …(mutual funds, SMAs, alternatives, ETFs, etc) + FINRA Securities Industry Essentials (SIE), FINRA Series 7 and Series 66 (or 65/63). + In-depth knowledge ... Bank brands _._ The Senior Wealth Management Relationship Manager is responsible for coordinating and managing relationships with 3rd party asset managers and key… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... industry and company specific reports + Assists in development of financial models for revenue and income forecasts. + Assists with research and analytics used in… more
- Citigroup (Bronx, NY)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and...informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of… more
- Citigroup (Hewlett, NY)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and...informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of… more
- Citigroup (New York, NY)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... new techniques and the improvement of processes and workflow for the area or function. Integrates subject matter and...informal/formal leadership role within teams. Involved in coaching and training of new recruits. Significant impact in terms of… more
- Citigroup (New York, NY)
- …to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and...informal/formal leadership role within teams. Involved in coaching and training of new recruits. Significant impact in terms of… more