- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President , Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the ... Chief AML Officer , you'll be responsible for ensuring adherence to OFAC...risk -based initiatives to protect the firm from legal, regulatory , and reputational risk . This role sits… more
- Citigroup (Tampa, FL)
- …members. * Ability to manage teams. Qualifications: * 6-10 years exeperience in management, risk management and/or regulatory compliance in one or more of the ... The business risk senior manager accomplishes results through the management...of end results of an area. Responsibilities: Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Role Summary** As the VP , AML Officer for the Raymond James Bank and Trust businesses, you will oversee and execute an anti-money laundering framework aligned ... for Bank & Trust. This role demands strategic leadership, regulatory expertise, and a hands-on approach to risk... regulatory expertise, and a hands-on approach to risk identification and mitigation, especially tailored to banking and… more
- Arena Investors LP (Jacksonville, FL)
- …Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the compliance team and ... . Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;… more
- Citigroup (Jacksonville, FL)
- …are managed, mitigated, and aligned with our risk appetite. The Technology / Cyber Risk Officer is part of the US Personal Banking team within TCCORO which ... The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's...causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides the specialist subject matter experts… more
- Santander US (Miami, FL)
- VP , Capital Risk Oversight Country: United States...team reports to the Chief Market, Liquidity and Capital Risk Officer . The capital risk function ... years of experience in a market risk or credit risk areas. + Experience with capital regulatory reporting is a plus. + Strong knowledge of Basel capital… more
- HCA Healthcare (Port St. Lucie, FL)
- …and programs to HCA hospitals. + Serves as a resource and consultant to the Vice President Physician Services Group and/or Vice President Business ... 21 states and the United Kingdom. We are looking for a Chief Medical Officer for our HCA Florida St. Lucie Hospital team where excellence creates excellence.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the privacy regulatory control framework. + Develops process improvements for risk management processes and procedures. + Documents and maintain a record of ... data privacy risks. + Works with the Chief Privacy Officer (CPO) to define and achieve the strategic vision...infrastructure. + Privacy risk management. + Relevant risk based regulatory schemes. + FINRA, SEC,… more
- American Express (Sunrise, FL)
- …Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory compliance program for the Technology (Tech) business unit. This ... role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the leader of this Compliance… more
- American Express (Sunrise, FL)
- …management (Second Line) organization within American Express and is headed by the Chief Risk Officer (CRO). GRC provides oversight as well as governance of ... operates in a safe and sound manner within global regulatory expectations. The Information Security Risk Director...data and automation capabilities. The role reports into the Vice President of CTRRO, who reports into… more