- Truist (Charlotte, NC)
- …while also serving as a subject-matter expert for various bank and Wealth systems, products, services and processes. Participates in project management activities. ... services experience, with an emphasis on the Brokerage & Private Banking and Wealth client segments. + Knowledge of Operational Procedures and systems. + Knowledge… more
- Regions Bank (Charlotte, NC)
- …of the system. **Job Description:** At Regions, the Operational Risk Analyst is responsible for advanced operational risk analysis (identification, measurement, ... mitigation, monitoring, and reporting) and complex assignments under minimal supervision. This position may design and/or develop risk programs or risk models for the Bank and provides guidance and effective challenge to the first line of defense on… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC ... Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring… more
- Citigroup (Charlotte, NC)
- …a geographical footprint in NY, London, Hong Kong and Malaysia. This is a senior analyst role in the Wealth Business Treasury Team with primary responsibility of ... and supports businesses with risk identification/management, product innovation and funding strategy. Wealth Business Treasury is a global team that partners with … more
- City National Bank (Raleigh, NC)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth ... Management, is a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assisting the Audit Director in supervising a team of… more
- TIAA (Durham, NC)
- ** Wealth Management Advisor** Supported with a robust array of resources and solutions, Advisors at TIAA spend their time deepening relationships with an established ... to drive performance. **Key Responsibilities and Duties** + The Wealth Management Advisor partners with affluent clients to identify...Planner Board of Standards preferred Or + Chartered Financial Analyst - Level I - Chartered Financial Analyst… more
- First Horizon Bank (Charlotte, NC)
- …new and existing software applications and processes typically used by the Wealth Management Business. Primary work focusses on assignment, review and execution of ... user stories developed in conjunction with the Product Owner and Business Analyst while following the Software Development Life Cycle (SDLC). The candidate will… more
- City National Bank (Raleigh, NC)
- *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors ... practices, governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust Administration, Retirement… more
- Truist (Charlotte, NC)
- …is to be within the geography of Truist. The New Account Onboarding Analyst reports to the Fiduciary Executive - Onboarding Center of Excellence Team Leader ... a centralized point of contact for the opening of Wealth Management accounts and monitoring the process from beginning...and guidelines. This may involve giving advice to client-facing wealth teams on proper procedures and policies necessary for… more
- Citigroup (Charlotte, NC)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more