• Compliance Business Oversight…

    TD Bank (New York, NY)
    … team** + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory ... Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance… more
    TD Bank (11/21/25)
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  • Compliance Analyst

    City National Bank (New York, NY)
    * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of ... Division. Ensure processes are in place for the appropriate oversight , tracking and reporting of compliance program...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth … more
    City National Bank (10/18/25)
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  • Chief Fiduciary Officer WM

    City National Bank (New York, NY)
    …experience in trust and estate administration , fiduciary risk management, and regulatory compliance within a bank or wealth management firm. * Minimum 5 ... The position requires a deep understanding of fiduciary law, risk management, regulatory compliance , and investment oversight . *WHAT WILL YOU DO?* * Regulatory … more
    City National Bank (10/04/25)
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  • Senior Associate General Counsel - Wilmington…

    M&T Bank (New York, NY)
    …legal support for institutional services (including custody, corporate trust, fund administration , and securities services) and wealth management (including ... expectations. + Deliver expert legal advice on federal and state regulatory compliance , including: + Investment Company Act of 1940 + Investment Advisors Act… more
    M&T Bank (11/20/25)
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  • Managing Director - Warehouse Lending

    Huntington National Bank (New York, NY)
    …management approved team strategy to meet assigned goals, mitigate and maintain risk oversight of the group's credit relationships; operate at a level of proficiency ... + Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective … more
    Huntington National Bank (11/13/25)
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  • Adult Psychiatry Chief - Associate Professor

    University of Rochester (Rochester, NY)
    …The leadership role as Clinical Chief of the Adult Acute Psychiatry Division includes oversight of a division that provides acute services to adults both locally and ... service areas. Provides leadership in areas of strategic planning, regulatory compliance , performance improvement, risk management, staff and trainee education, and… more
    University of Rochester (11/06/25)
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  • Finance Operate - Master Business Analyst…

    Deloitte (New York, NY)
    …the Financial Services and Investment Management markets. Project management including oversight of a team of professionals, project plans and engagement economics. ... of Finance Operate products, ensuring high standards for quality, compliance , and client satisfaction. Drive automation and process optimization initiatives.… more
    Deloitte (09/24/25)
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